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InnovAge Holding Corp. Director's Dealing 2021

Mar 3, 2021

32574_dirs_2021-03-03_0c6942f0-ddd0-4d10-99a3-0b9515dcf028.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: InnovAge Holding Corp. (INNV)
CIK: 0001834376
Period of Report: 2021-03-03

Reporting Person: Welsh, Carson, Anderson & Stowe XII, L.P. (10% Owner)
Reporting Person: WCAS CO-INVEST ASSOCIATES LLC (10% Owner)
Reporting Person: Welsh, Carson, Anderson & Stowe XII Delaware, L.P. (10% Owner)
Reporting Person: Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. (10% Owner)
Reporting Person: Welsh, Carson, Anderson & Stowe XII Cayman, L.P. (10% Owner)
Reporting Person: WCAS XII Co-Investors LLC (10% Owner)
Reporting Person: WCAS MANAGEMENT CORP (10% Owner)
Reporting Person: WCAS - CO-INVEST HOLDCO, L.P. (10% Owner)
Reporting Person: WCAS XII ASSOCIATES LLC (10% Owner)
Reporting Person: WCAS XII ASSOCIATES CAYMAN, L.P. (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common stock, $0.001 par value 116520612 Indirect

Footnotes

F1: The limited partners of TCO Group Holdings, L.P. may control the voting and dispositive power with respect to the common stock if Welsh, Carson, Anderson & Stowe XII, L.P. ("WCAS XII"), Welsh, Carson, Anderson & Stowe XII Delaware, L.P. ("WCAS XII-D"), Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. ("WCAS XII-DII"), Welsh, Carson, Anderson & Stowe XII Cayman, L.P. ("WCAS XII-C"), WCAS XII Co-Investors LLC ("WCAS XII-Co"), WCAS Management Corporation and WCAS Co-Invest Holdco, L.P. (collectively, the "WCAS Investor") consents to a change to the delegation of authority to the committee of limited partners that controls TCO Group Holdings, L.P.

F2: The general partner of each of WCAS XII and WCAS XII-DII is WCAS XII Associates LLC ("WCAS XII Associates"). The general partner of each of WCAS XII-D and WCAS XII-C is WCAS XII Associates Cayman, L.P. The general partner of WCAS XII Associates Cayman, L.P. is WCAS XII Associates.

F3: The managing members of WCAS XII Associates is Thomas A. Scully, Sean Traynor, Anthony deNicola, D. Scott Mackesy, Brian Regan, Michael Donovan, Eric Lee, Christopher Hooper, Christopher Solomon, Edward Sobol, Gregory Lau, Frances Higgins, Nicholas O'Leary, Jonathan Rather and Ryan Harper (collectively, the "WCAS GP"). The general partner of WCAS Co-Invest Holdco, L.P. is WCAS Co-Invest Associates LLC. The managing members of each of WCAS XII-Co and WCAS Co-Invest Associates, LLC is the WCAS GP. Anthony deNicola, D. Scott Mackesy, Jonathan Rather, Brian Regan, Michael Donovan and Eric Lee ("WCAS Board") comprise the board of directors of WCAS Management Corporation.