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INNOSPEC INC. — Director's Dealing 2011
Feb 23, 2011
31718_dirs_2011-02-23_2283c3a8-18fa-4e12-8f51-ff0df5c219b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNOSPEC INC. (IOSP)
CIK: 0001054905
Period of Report: 2011-02-23
Reporting Person: Watt Brian (VP, Strategic Planning)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-18 | Common Stock | P | 686 | $26.9350 | Acquired | 6937 | Direct |
| 2011-02-18 | Common Stock | P | 1413 | $26.8825 | Acquired | 8350 | Direct |
| 2011-02-22 | Common Stock | M | 1566 | $0.00 | Acquired | 9916 | Direct |
| 2011-02-22 | Common Stock | M | 383 | $0.00 | Acquired | 10299 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Options | $0 | M | 3070 | Disposed | 2016-02-13 | Common Stock (3070) | Direct |
| 2011-02-22 | Options | $0 | M | 750 | Disposed | 2018-02-20 | Common Stock (750) | Direct |
Footnotes
F1: Co- Investment
F2: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions ranged from $26.8700 to $26.9600. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were affected.
F3: Special Bonus
F4: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions ranged from $26.8200 to $26.9500. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were affected.
F5: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Brian Watt in lieu of the transfer of the remaining 1504 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
F6: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Brian Watt in lieu of the transfer of the remaining 367 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.