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INNOSPEC INC. — Director's Dealing 2011
Feb 24, 2011
31718_dirs_2011-02-24_fbdffc17-f146-4339-ae58-b4c21cba3330.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: INNOSPEC INC. (IOSP)
CIK: 0001054905
Period of Report: 2011-02-24
Reporting Person: Cleminson Ian (Exec VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-18 | Common Stock | P | 942 | $26.935 | Acquired | 13024 | Direct |
| 2011-02-18 | Common Stock | P | 1565 | $26.935 | Acquired | 14589 | Direct |
| 2011-02-22 | Common Stock | M | 546 | — | Acquired | 15135 | Direct |
| 2011-02-22 | Common Stock | M | 1353 | — | Acquired | 16488 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Options | $0 | M | 1070 | Disposed | 2016-02-20 | Common Stock (1070) | Direct |
| 2011-02-22 | Options | $0 | M | 2653 | Disposed | 2016-02-20 | Common Stock (1070) | Direct |
Footnotes
F1: Co-Investment
F2: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions ranged from $26.9250 to $26.9500. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were affected.
F3: Special Bonus
F4: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions ranged from $26.9250 to $26.9500. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were affected.
F5: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Ian Cleminson in lieu of the transfer of the remaining 524 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
F6: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Ian Cleminson in lieu of the transfer of the remaining 1300 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.