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INNOSPEC INC. — Director's Dealing 2011
Apr 11, 2011
31718_dirs_2011-04-11_255a2dd0-6de6-4e4c-8142-8b8da0a6149e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: INNOSPEC INC. (IOSP)
CIK: 0001054905
Period of Report: 2011-03-02
Reporting Person: Williams Patrick (Exec VP & President, Fuel Spec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-01 | Common Stock | M | 2000 | — | Acquired | 59160 | Direct |
| 2011-03-01 | Common Stock | M | 9796 | — | Acquired | 68956 | Direct |
| 2011-03-01 | Common Stock | M | 3767 | — | Acquired | 72723 | Direct |
| 2011-03-02 | Common Stock | M | 18600 | — | Acquired | 91323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-01 | Stock Options | $0 | M | 2000 | Disposed | 2018-03-01 | Common stock (2000) | Direct |
| 2011-03-01 | Stock Options | $0 | M | 15800 | Disposed | 2016-02-13 | Common Stock (15800) | Direct |
| 2011-03-01 | Stock Options | $0 | M | 24303 | Disposed | 2018-02-20 | Common Stock (24303) | Direct |
| 2011-03-02 | Stock Options | $0 | M | 30000 | Disposed | 2017-03-02 | Common Stock (30000) | Direct |
Footnotes
F1: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Patrick Williams in lieu of the transfer of the remaining 6004 shares to enable him to pay US withholding tax obligations in respect of the exercise of options.
F2: 25% of 24303 vested = 6076
F3: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Patrick Williams in lieu of the transfer of the remaining 2309 shares to enable him to pay US withholding tax obligations in respect of the exercise of options.
F4: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Patrick Williams in lieu of the transfer of the remaining 11400 shares to enable him to pay US withholding tax obligations in respect of the exercise of options.