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INNOSPEC INC. — Director's Dealing 2011
May 16, 2011
31718_dirs_2011-05-16_4581485c-e624-4b03-b4ff-6b2a1d01a28d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNOSPEC INC. (IOSP)
CIK: 0001054905
Period of Report: 2011-05-16
Reporting Person: Williams Patrick (Exec VP & President, Fuel Spec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-16 | Common Stock | M | 2209 | $9.9650 | Acquired | 93532 | Direct |
| 2011-05-16 | Common Stock | M | 27166 | — | Acquired | 120698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-16 | Stock Options | $9.9650 | M | 5270 | Disposed | 2016-02-13 | Common Stock (5270) | Direct |
| 2011-05-16 | Stock Options | $0 | M | 45000 | Disposed | 2019-04-02 | Common Stock (45000) | Direct |
Footnotes
F1: Pursuant to Clause 16 of the Rules of the Innospec Inc Company Stock Option Plan B, a cash payment is being made to Patrick Williams in lieu of the transfer of the remaining 3,061 shares to enable him to pay US withholding tax obligations in respect of the exercise of options.
F2: Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Patrick Williams in lieu of the transfer of the remaining 17,834 shares to enable him to pay US withholding tax obligations in respect of the exercise of options.