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INNODATA INC — Director's Dealing 2024
Nov 19, 2024
14844_dirs_2024-11-19_6dd0672f-522f-4a98-85d2-9f6aaa692632.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2024-11-18
Reporting Person: MISHRA ASHOK (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-18 | Common Stock | M | 50000 | $1.07 | Acquired | 50000 | Direct |
| 2024-11-18 | Common Stock | S | 389 | $40.75 | Disposed | 49611 | Direct |
| 2024-11-18 | Common Stock | S | 32754 | $42.33 | Disposed | 16857 | Direct |
| 2024-11-18 | Common Stock | S | 16857 | $43.35 | Disposed | 0 | Direct |
| 2024-11-19 | Common Stock | M | 92726 | $1.07 | Acquired | 92726 | Direct |
| 2024-11-19 | Common Stock | S | 50000 | $42.15 | Disposed | 42726 | Direct |
| 2024-11-19 | Common Stock | S | 30000 | $44.02 | Disposed | 12726 | Direct |
| 2024-11-19 | Common Stock | S | 12726 | $45.12 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-18 | Employee Stock Option (Right to Buy) | $1.07 | M | 50000 | Disposed | 2028-07-12 | Common Stock (50000) | Direct |
| 2024-11-19 | Employee Stock Option (Right to Buy) | $1.07 | M | 92726 | Disposed | 2028-01-12 | Common Stock (92726) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $40.73 to $40.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The sale of the shares reported in Column 4 was made as part of the reporting person's personal investment and financial planning needs, including for individual retirement planning and portfolio diversification purposes.
F3: This transaction was executed in multiple trades at prices ranging from $42.00 to $42.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $42.00 to $42.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $44.00 to $44.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: These stock options became fully vested on July 13, 2021.