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INNODATA INC — Director's Dealing 2023
May 17, 2023
14844_dirs_2023-05-17_36c986e4-1054-44e2-a5b5-fb926cd3763b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2023-05-16
Reporting Person: Massey Stewart R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-16 | Common Stock | M | 30000 | $2.45 | Acquired | 40000 | Direct |
| 2023-05-16 | Common Stock | M | 40000 | $1.07 | Acquired | 80000 | Direct |
| 2023-05-16 | Common Stock | S | 70000 | $8.65 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | Stock Option (Right to Buy) | $2.45 | M | 30000 | Disposed | 2026-12-29 | Common Stock (30000) | Direct |
| 2023-05-16 | Stock Option (Right to Buy) | $1.07 | M | 40000 | Disposed | 2028-07-12 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23000 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: This transaction was executed in multiple trading prices ranging from $8.50 to $9.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: These shares are held in trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F3: These shares are held in trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F4: These shares are held in trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F5: These stock options were granted to the reporting person on December 30, 2016 and were fully vested on the date of grant.
F6: These stock options were granted to the reporting person on July 13, 2018 and were fully vested on the date of grant.