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INNODATA INC — Director's Dealing 2021
May 13, 2021
14844_dirs_2021-05-13_917499d1-26e2-42bd-9e48-14a33cce39b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2021-05-11
Reporting Person: MISHRA ASHOK (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 50000 | $2.85 | Acquired | 50000 | Direct |
| 2021-05-11 | Common Stock | S | 50000 | $6.23 | Disposed | 0 | Direct |
| 2021-05-12 | Common Stock | M | 4893 | $2.85 | Acquired | 4893 | Direct |
| 2021-05-12 | Common Stock | S | 4893 | $6.12 | Disposed | 0 | Direct |
| 2021-05-13 | Common Stock | M | 30952 | $2.85 | Acquired | 30952 | Direct |
| 2021-05-13 | Common Stock | S | 30952 | $6.06 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Employee Stock Option (Right to Buy) | $2.85 | M | 50000 | Disposed | 2025-12-30 | Common Stock (50000) | Direct |
| 2021-05-12 | Employee Stock Option (Right to Buy) | $2.85 | M | 4893 | Disposed | 2025-12-30 | Common Stock (4893) | Direct |
| 2021-05-13 | Employee Stock Option (Right to Buy) | $2.85 | M | 30952 | Disposed | 2025-12-30 | Common Stock (30952) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $6.10 to $6.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $6.10 to $6.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $6.00 to $6.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These stock options were originally granted to the reporting person on December 31, 2015 and became fully-vested on December 31, 2018.