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INNODATA INC — Director's Dealing 2021
Jun 15, 2021
14844_dirs_2021-06-15_e9440db6-a560-4f2c-b7a0-de69774cdad3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2021-06-11
Reporting Person: Massey Stewart R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-11 | Common Stock | M | 10646 | $2.85 | Acquired | 20646 | Direct |
| 2021-06-11 | Common Stock | S | 10646 | $7.27 | Disposed | 10000 | Direct |
| 2021-06-14 | Common Stock | M | 29354 | $2.85 | Acquired | 39354 | Direct |
| 2021-06-14 | Common Stock | S | 29354 | $7.35 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-11 | Stock Option (Right to Buy) | $2.85 | M | 10646 | Disposed | 2025-12-30 | Common Stock (10646) | Direct |
| 2021-06-14 | Stock Option (Right to Buy) | $2.85 | M | 29354 | Disposed | 2025-12-30 | Common Stock (29354) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13000 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $7.25 to $7.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $7.25 to $7.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F4: These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F5: These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F6: These stock options were originally granted to the reporting person on December 31, 2015 and were fully vested on date of grant.