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INNODATA INC — Director's Dealing 2021
Sep 2, 2021
14844_dirs_2021-09-02_f9b4ef72-0e61-4c49-990d-6d83f0892358.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2021-08-31
Reporting Person: MISHRA ASHOK (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-31 | Common Stock | M | 9906 | $2.45 | Acquired | 9906 | Direct |
| 2021-08-31 | Common Stock | S | 9906 | $8.28 | Disposed | 0 | Direct |
| 2021-09-01 | Common Stock | M | 100 | $2.45 | Acquired | 100 | Direct |
| 2021-09-01 | Common Stock | S | 100 | $8.28 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-31 | Employee Stock Option (Right to Buy) | $2.45 | M | 9906 | Disposed | 2026-12-29 | Common Stock (9906) | Direct |
| 2021-09-01 | Employee Stock Option (Right to Buy) | $2.45 | M | 100 | Disposed | 2026-12-29 | Common Stock (100) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.
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