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INNODATA INC — Director's Dealing 2021
Aug 30, 2021
14844_dirs_2021-08-30_30f1ca32-8e60-4c4d-be69-aa5cac66f84e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2021-08-26
Reporting Person: MISHRA ASHOK (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-26 | Common Stock | M | 1300 | $2.45 | Acquired | 1300 | Direct |
| 2021-08-26 | Common Stock | S | 1300 | $8.00 | Disposed | 0 | Direct |
| 2021-08-27 | Common Stock | M | 5000 | $2.45 | Acquired | 5000 | Direct |
| 2021-08-27 | Common Stock | S | 5000 | $8.13 | Disposed | 0 | Direct |
| 2021-08-30 | Common Stock | M | 5168 | $2.45 | Acquired | 5168 | Direct |
| 2021-08-30 | Common Stock | S | 5168 | $8.28 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | Employee Stock Option (Right to Buy) | $2.45 | M | 1300 | Disposed | 2026-12-29 | Common Stock (1300) | Direct |
| 2021-08-27 | Employee Stock Option (Right to Buy) | $2.45 | M | 5000 | Disposed | 2026-12-29 | Common Stock (5000) | Direct |
| 2021-08-30 | Employee Stock Option (Right to Buy) | $2.45 | M | 5168 | Disposed | 2026-12-29 | Common Stock (5168) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These stock options were originally granted to the reporting person on December 30, 2016 and became fully-vested on December 30, 2019.