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INNODATA INC — Director's Dealing 2020
Nov 30, 2020
14844_dirs_2020-11-30_8f321f16-a2a6-4944-8463-f9281bc118d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2020-11-25
Reporting Person: MISHRA ASHOK (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-25 | Common Stock | M | 200 | $2.75 | Acquired | 34697 | Direct |
| 2020-11-25 | Common Stock | S | 200 | $4.04 | Disposed | 34497 | Direct |
| 2020-11-27 | Common Stock | M | 49434 | $2.75 | Acquired | 83931 | Direct |
| 2020-11-27 | Common Stock | S | 49434 | $4.24 | Disposed | 34497 | Direct |
| 2020-11-30 | Common Stock | M | 25000 | $2.75 | Acquired | 59497 | Direct |
| 2020-11-30 | Common Stock | S | 44452 | $4.85 | Disposed | 15045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-25 | Employee Stock Option (Right to Buy) | $2.75 | M | 200 | Disposed | 2021-04-06 | Common Stock (200) | Direct |
| 2020-11-27 | Employee Stock Option (Right to Buy) | $2.75 | M | 49434 | Disposed | 2021-04-06 | Common Stock (49434) | Direct |
| 2020-11-30 | Employee Stock Option (Right to Buy) | $2.75 | M | 25000 | Disposed | 2021-04-06 | Common Stock (25000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $4.02 to $4.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $4.80 to $4.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021.