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INNODATA INC — Director's Dealing 2020
Nov 24, 2020
14844_dirs_2020-11-24_13488670-0bf2-47cf-a75b-69b5fc5ce44e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2020-11-20
Reporting Person: MISHRA ASHOK (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | M | 31710 | $3.21 | Acquired | 66207 | Direct |
| 2020-11-20 | Common Stock | S | 31710 | $3.99 | Disposed | 34497 | Direct |
| 2020-11-23 | Common Stock | M | 48290 | $3.21 | Acquired | 82787 | Direct |
| 2020-11-23 | Common Stock | M | 31400 | $2.75 | Acquired | 114187 | Direct |
| 2020-11-23 | Common Stock | S | 79690 | $4.05 | Disposed | 34497 | Direct |
| 2020-11-24 | Common Stock | M | 6966 | $2.75 | Acquired | 41463 | Direct |
| 2020-11-24 | Common Stock | S | 6966 | $4.04 | Disposed | 34497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Employee Stock Option (Right to Buy) | $3.21 | M | 31710 | Disposed | 2021-03-12 | Common Stock (31710) | Direct |
| 2020-11-23 | Employee Stock Option (Right to Buy) | $3.21 | M | 48290 | Disposed | 2021-03-12 | Common Stock (48290) | Direct |
| 2020-11-23 | Employee Stock Option (Right to Buy) | $2.75 | M | 31400 | Disposed | 2021-04-06 | Common Stock (31400) | Direct |
| 2020-11-24 | Employee Stock Option (Right to Buy) | $2.75 | M | 6966 | Disposed | 2021-04-06 | Common Stock (6966) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $3.95 to $4.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $3.95 to $4.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $4.02 to $4.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These stock options were originally granted to the reporting person on March 13, 2014 and became fully-vested on March 13, 2017. These stock options expire on March 12, 2021.
F5: These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021.