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INNODATA INC — Director's Dealing 2020
Dec 7, 2020
14844_dirs_2020-12-07_77324c39-ecb8-4019-af9e-c66746738864.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNODATA INC (INOD)
CIK: 0000903651
Period of Report: 2020-12-03
Reporting Person: Massey Stewart R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-03 | Common Stock | M | 15000 | $2.75 | Acquired | 25000 | Direct |
| 2020-12-03 | Common Stock | S | 15000 | $5.35 | Disposed | 10000 | Direct |
| 2020-12-04 | Common Stock | M | 15000 | $2.75 | Acquired | 25000 | Direct |
| 2020-12-04 | Common Stock | S | 15000 | $5.28 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-03 | Stock Option (Right to Buy) | $2.75 | M | 15000 | Disposed | 2021-04-06 | Common Stock (15000) | Direct |
| 2020-12-04 | Stock Option (Right to Buy) | $2.75 | M | 15000 | Disposed | 2021-04-06 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13000 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $5.35 to $5.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F3: These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F4: These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F5: These stock options were originally granted to the reporting person on April 7, 2014 and became fully vested on April 7, 2017. These stock options expire on April 6, 2021.