AI assistant
Ingredion Inc — Director's Dealing 2017
Mar 13, 2017
30754_dirs_2017-03-13_459914f5-5b18-45a0-92e8-230d8172cd56.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Ingredion Inc (INGR)
CIK: 0001046257
Period of Report: 2017-03-01
Reporting Person: Gray James D (Executive VP and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8146.7955 | Direct |
| Common Stock | 300.1144 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $59.58 | 2024-02-03 | Common Stock (7710) | Direct | |
| Employee Stock Options (Right to Buy) | $82.28 | 2025-02-02 | Common Stock (4988) | Direct | |
| Employee Stock Options (Right to Buy) | $99.96 | 2026-02-01 | Common Stock (4807) | Direct | |
| Employee Stock Options (Right to Buy) | $118.97 | 2027-02-06 | Common Stock (12090) | Direct |
Footnotes
F1: Includes 2,672.7955 restricted stock units ("RSUs") issued under the Ingredion Incorporated Stock Incentive Plan. The RSUs may be settled only in shares of common stock (one share per RSU). 630.1352 RSUs will vest on February 3, 2018, 571.6603 RSUs will vest on February 2, 2019 and 1,471 RSUs will vest on February 7, 2020. In the event of termination of employment due to (a) death, (b) disability or (c) retirement on or after (i) age 65, (ii) age 62 with 5 years of service or (iii) age 55 with 10 years of service, the RSUs will vest on a pro-rata basis using the number of full months employed during the thirty-six month vesting period.
F2: Includes RSUs acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest.
F3: Each phantom stock unit represents the right to receive one share of common stock.
F4: These options vested in three equal annual installments on February 4, 2015, 2016 and 2017.
F5: Two thirds of these options vested in equal annual installments on February 3, 2016 and 2017, and the remaining one third of these options will vest on February 3, 2018.
F6: One third of these options vested on February 2, 2017, and the remaining two thirds of these options will vest in equal annual installments on February 2, 2018 and 2019.
F7: These options will vest in three equal annual installments on February 7, 2018, 2019 and 2020.