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INGLES MARKETS INC — Director's Dealing 2021
Mar 24, 2021
32025_dirs_2021-03-24_7cda9443-ef46-424f-b0df-bf06374f04bf.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: INGLES MARKETS INC (IMKTA)
CIK: 0000050493
Period of Report: 2021-03-23
Reporting Person: INGLE ROBERT P II (Director, Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-23 | Class B Common Stock | $ | D | 1265400 | Disposed | Class A Common Stock (1265400) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (3337531) | 3337531 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (164649) | 164649 | Indirect |
Footnotes
F1: Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.
F2: The shares are held by Laura Anne Laxton Ingle 2011 Irrevocable Trust dated September 8, 2011 (the "Laura Ingle Trust"), which was created by Laura Ingle for estate planning purposes on September 8, 2011. The reporting person is the sole trustee of the Laura Ingle Trust with sole voting and dispositive power with respect to such shares.
F3: The shares are held by Robert P. Ingle, Sr. Administrative Trust UTA Robert Pierce Ingle Living Trust dated December 24, 2010 (the "Marital Trust"), which was created by Robert P. Ingle, Sr. for estate planning purposes on December 24, 2010. The reporting person is the sole trustee of the Marital Trust with sole voting and dispositive power with respect to such shares.
F4: The shares are held by Ingles Markets Inc. Investment/Profit Sharing Plan Trust (the "Profit Sharing Plan Trust"), of which the reporting person was appointed a trustee on May 10, 2011. The reporting person shares voting and dispositive power with the two other trustees of the Profit Sharing Plan Trust with respect to such shares.