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INGHAMS GROUP LIMITED — Major Shareholding Notification 2020
Aug 4, 2020
65128_rns_2020-08-04_10878929-343b-407a-bb89-3a17973b3840.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme INGHAMS GROUP LTD ACN/ARBN 162 709 506
1. Details of substantial holder (1)
Name Franklin Resources, Inc. and its affiliates ACN (if applicable) N/A
There was a change in the interests of the substantial holder on 31 July 2020* The previous notice was given to the company on March 6 2020 The previous notice was dated March 6 2020
*this notice is being lodged due to the acquisition of Legg Mason, Inc and its affiliates by Franklin Resources, Inc. on 31 July 2020.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) |
Previous notice | Present notice | ||
|---|---|---|---|---|
| Person’s votes | Voting Power (5) | Person’s votes |
Voting Power (5) | |
| Ordinary Shares | 28,139,225 | 7.57% | 29,433,688 | 7.92% |
2
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an association in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| See Annexure B, item 1 |
See Annexure B, item 2 |
See Annexure B,item3 |
See Annexure B, item 4 |
See Annexure B, item 5 |
See Annexure B, item 6 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest See Annexure B, item 7 |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest(6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| See Annexure B, item 9 |
See Annexure B, item 12 |
See Annexure B, item 3 |
See Annexure B, item 8, 10 & 13 |
See Annexure B, item 8 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| LeggMason,Inc. andits affiliates | wholly owned subsidiaries of Franklin Resources,Inc. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure A | See Annexure A |
Signature
print Lori A. Weber Capacity: Assistant Secretary, Franklin name Resources, Inc. sign here date 04 August 2020
3
Annexure A
1 Names and addresses of all associates for whom composite notice is given:
| Name | Address |
|---|---|
| BALANCED EQUITY MANAGEMENT PTY. LIMITED |
Level 19, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| BENEFIT STREET PARTNERS L.L.C. | c/o The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County,Delaware19801, United States |
| BSP AGENCY, LLC | c c/o The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County,Delaware 19801, UnitedStates |
| BSP BDC HOLDCO L.L.C. | c/o The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County,Delaware19801, United States |
| BSP ACQUISITION I, LLC | c/o The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County,Delaware 19801, UnitedStates |
| BDCA ADVISER, LLC | c/o The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County,Delaware19801, United States |
| BSP ASSET ACQUISITION I, LLC | c/o The Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County,Delaware 19801, UnitedStates |
| C&EE GENERAL PARTNER LIMITED | RL&F Service Corp., 920 N King Street, Floor 2, Wilmington, DE, 19801, United States |
| DARBY – HANA INFRASTRUCTURE FUND MANAGEMENT CO., LTD |
3rd Floor, CCMM Building, 12 Youido-Dong, Youngdungpo-gu, Seoul, 150-968, Korea, Republic of |
| DARBY ADMINISTRACAO DE INVESTIMENTOS LTDA. |
Av. Brigadeiro de Faria Lima, 3311, 5th floor, suite 502 – part C, Itaim Bibi, postal code 04538-133, City of São Paulo, State of São Paulo– Brazil |
| DARBY ASIA INVESTORS (HK), LTD. | 17th Floor, Chater House, 8 Connaught Road, Central, Hong Kong |
| DARBY ASIA INVESTORS, LTD. | P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands |
| DARBY ASIA OPPORTUNITIES FUND III MANAGEMENT CO., LTD. |
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1- 1104, Cayman Islands |
| DARBY BRAZIL MEZZANINE MANAGEMENT, LLC |
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
| DARBY COLPATRIA CAPITAL SAS | c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
| DARBY CONVERGING EUROPE FUND III MANAGEMENT |
15, Rue Edward Steichen, L-2540 Luxembourg, Grand Duchyof Luxembourg |
| DARBY EUROPE MEZZANINE MANAGEMENT |
PO Box 309GT, Ugland House, South Church Street,George Town, Grand Cayman, Cayman Islands |
| DARBY HOLDINGS, INC. | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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|---|---|---|---|
| DARBY LATIN AMERICAN INVESTORS, LTD. |
M&C Corporate Services Limited, South Church Street, George Town, Grand Cayman, KY1-1104, Cayman Islands |
||
| DARBY LATIN AMERICAN MEZZANINE MANAGEMENT II, LLC |
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
||
| DARBY LATIN AMERICAN PRIVATE DEBT FUND III MANAGEMENT CO., LLC (“DLAPD”) |
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
||
| DARBY MEXICO PRIVATE EQUITY, S.A.P.I.DEC.V. |
Avenida Paseo de la Reforma 342, Colonia Juarez,Mexico City, CP. 06600,Mexico |
||
| DARBY OVERSEAS INVESTMENTS, LTD. |
c/o The Prentice-Hall Corporation System, Inc., 251 Little Falls Drive, Wilmington, DE, 19808, UnitedStates |
||
| DARBY OVERSEAS PARTNERS, L.P. | c/o The Prentice-Hall Corporation System, Inc., 251 Little Falls Drive, Wilmington, DE, 19808, United States |
||
| DARBY SERVTEC ENERGIA GP, LLC | c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
||
| DK CONSULTING LTD. | 20th Floor, Korea First Bank Building, 100 Gongpyungdong, Jongno-Gu, Seoul, 110-702 Korea. |
||
| DARBY-PROBANCO INVESTORS, LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
||
| EDINBURGH PARTNERS AIFM LIMITED |
27-31 Melville Street, Edinburgh, EH3 7JF, Scotland |
||
| EDINBURGH PARTNERS EM GP LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, DE, 19801, United States |
||
| EDINBURGH PARTNERS LIMITED | 27-31 Melville Street, Edinburgh, EH3 7JF, Scotland |
||
| EDINBURGH PARTNERS NORTH AMERICA, INC. |
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
||
| FASA, LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, DE, 19801, United States |
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| FIDUCIARY INTERNATIONAL HOLDING,INC. |
280 Park Avenue, New York, NY 10017, United States |
||
| FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC. |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
||
| FIDUCIARY TRUST (INTERNATIONAL) Sàrl |
16 rue de la Pélisserie, 1204, Geneva, Switzerland |
||
| FIDUCIARY TRUST COMPANY INTERNATIONAL OF PENNSYLVANIA |
5 Radnor Corporate Center, 100 Matsonford Road, Radnor TWP, Radnor, PA, 19087, United States |
||
| FIDUCIARY TRUST COMPANY INTERNATIONAL |
280 Park Avenue, New York, NY 10017, United States |
||
| FIDUCIARY TRUST COMPANY OF CANADA |
200 King Street West, Suite 1500, Toronto, ON, M5H 3T4, Canada |
||
| FIDUCIARY TRUST INTERNATIONAL OF CALIFORNIA |
c/o C T Corporation System, 818 West Seventh Street, Los Angeles, CA, 90017, UnitedStates |
||
| FIDUCIARY TRUST INTERNATIONAL OF DELAWARE |
1220 North Market Street, Wilmington, Delaware 19801, UnitedStates |
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|---|---|---|---|
| FIDUCIARY TRUST INTERNATIONAL OF THESOUTH |
2 Alhambra Plaza, Penthouse 1-A, Coral Gables,FL33134, UnitedStates |
||
| FIDUCIARY TRUST INTERNATIONAL, LLC |
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
||
| FRANKLIN ADVISERS, INC. | c/o C T Corporation System, 818 West Seventh Street, Los Angeles, CA, 90017, UnitedStates |
||
| FRANKLIN ADVISERS GP, LLC | National Registered Agents, Inc., 160 Greentree Drive, Suite 101, Dover, Kent, DE, 19904, United States |
||
| FRANKLIN ADVISORY SERVICES, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
||
| FRANKLIN CAPITAL CORPORATION | 47 West 200 South, Salt Lake City, UT 84104- 1621, United States |
||
| FRANKLIN MARKETPLACE LOAN GP, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
||
| FRANKLIN MDP GP, LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| FRANKLIN MUTUAL ADVISERS, LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
||
| FRANKLIN SYSTEMATIQ ADVISERS, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
||
| FRANKLIN TEMPLETON ALTERNATIVE INVESTMENTS (INDIA) PRIVATE LIMITED |
Indiabulls Finance Centre, Tower 2, 13thFloor, Senapati Bapat Marg, Elphinstone (West), Mumbai, 400013, India. |
||
| FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED |
Indiabulls Finance Centre, Tower 2, 12th and 13th Floor, Senapati Bapat Marg, Elphinstone (West), Mumbai, Mumbai City, Maharashtra- MH, 400013, India |
||
| FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN.BHD. |
Suite 31-02, 31st Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, Kuala Lumpur, 55100,Malaysia |
||
| FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADOR DE FONDOSDE INVERSION |
Avenida Paseo de la Reforma 342, Colonia Juarez, Mexico City, CP. 06600, Mexico |
||
| FRANKLIN TEMPLETON AUSTRIA GMBH |
Universitätsring 10, 4th Floor, Vienna, Austria, 1010 |
||
| FRANKLIN TEMPLETON CAPITAL HOLDINGSPRIVATE LIMITED |
7 Temasek Boulevard, #38-03, Suntec Tower One, Singapore, 038987 |
||
| FRANKLIN TEMPLETON CHILE SpA | Avenida Vitacura N°2939, Piso 8, Comuna de las Condes 7550011, Santiago, Chile |
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| FRANKLIN TEMPLETON COMPANIES, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. |
c/o C T Corporation System, 111 Eighth Avenue, NewYork, NY,10011, United States |
||
| FRANKLIN/TEMPLETON DISTRIBUTORS,INC. |
c/o C T Corporation System, 111 Eighth Avenue, NewYork, NY,10011, United States |
||
| FRANKLINTEMPLETONFRANCES.A. | 18-20rue de la Paix 75002,Paris,France | ||
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED |
Cannon Place, 78 Cannon Street, London, EC4N 6HL, England |
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|---|---|---|---|
| FRANKLIN TEMPLETON GLOBAL INVESTORS LIMITED |
Cannon Place, 78 Cannon Street, London, EC4N 6HL, England |
||
| FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN.BHD |
Suite 31-02, 31st Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100, Kuala Lumpur,Malaysia |
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| FRANKLIN TEMPLETON HOLDING LIMITED |
c/o Pricewaterhouse Coopers LLP CathedralSquare,PortLouis,Mauritius |
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| FRANKLIN TEMPLETON INSTITUTIONAL, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
||
| FRANKLIN TEMPLETON INSTITUTIONALGP,LLC |
280 Park Avenue, New York, NY 10017, UnitedStates |
||
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES (INDIA) PRIVATE LIMITED |
Indiabulls Finance Centre, Tower 2, 13th Floor, Senapati Bapat Marg, Elphinstone (West),Mumbai,400013,India |
||
| FRANKLIN TEMPLETON INTERNATIONALSERVICES S.àr.l. |
8A, rue Albert Borschette, L-1246, Luxembourg |
||
| FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. |
Avenida Brigadeiro Faria Lima 3311, 5th Floor, Itaim Bibi, Sao Paulo, 04538-133, Brazil |
||
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED |
1001B, 10/F, 33 Hua Yuan Shi Qiao Road, Shanghai Free Trade Zone, Shanghai, China |
||
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENTGMBH |
Tölzer Straße 15, Grünwald, 82031, Germany | ||
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED |
Cannon Place, 78 Cannon Street, London, EC4N 6HL, England |
||
| FRANKLIN TEMPLETON INVESTMENT SERVICES GMBH |
Mainzer Landstrasse 16, Frankfurt-Am-Main, 60325 Germany |
||
| FRANKLIN TEMPLETON INVESTMENT SERVICES MEXICO, S. DE R.L. |
Avenida Paseo de la Reforma 342, Colonia Juarez, Mexico City, CP. 06600, Mexico |
||
| FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO.,LTD. |
3rd Floor, CCMM Building,101 Yeouigongwon-ro, Yeongdeungpo-gu, Seoul, 07241,Republic of Korea |
||
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED |
17thFloor, Chater House, 8 Connaught Road Central, Hong Kong |
||
| FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED |
The Gate, East Wing, Level 2, Dubai International Financial Centre, P.O. Box 506613, Dubai, U.A.E. |
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| FRANKLIN TEMPLETON INVESTMENTSAUSTRALIA LIMITED |
Level 19, 101 Collins Street, Melbourne, Victoria 3000,Australia |
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| FRANKLIN TEMPLETON INVESTMENTS CORP. |
200 King Street West, Suite 1500, Toronto, ON,M5H3T4, Canada |
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| FRANKLIN TEMPLETON INVESTMENTS JAPANLIMITED |
1-9-10 Roppongi, Minato-ku, Tokyo, Japan | ||
| FRANKLIN TEMPLETON INVESTMENTSPOLANDSP Z.O.O. |
Rondo 1, 26thFloor, Rondo ONZ 1, Warsaw, 00-124,Poland |
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| FRANKLIN TEMPLETON INVESTMENTS SOUTH AFRICA (PTY) LTD |
First Floor Kildare House, The Oval 1 Oakdale Road, Newlands, Cape Town, 7700, South Africa |
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| FRANKLIN TEMPLETON INVESTOR SERVICES, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| FRANKLIN TEMPLETON LUXEMBOURG S.A. |
8A, rue Albert Borschette, L-1246, Luxembourg |
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|---|---|---|---|
| FRANKLIN TEMPLETON MAGYARORSZAGKFT |
SAS Center, Sas u. 10-12, Budapest 1051, Hungary |
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| FRANKLIN TEMPLETON MANAGEMENT LUXEMBOURG SA |
8A, rue Albert Borschette, L-1246, Luxembourg |
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| FRANKLIN TEMPLETON OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) CO.,LIMITED |
1001B, 10/F, 33 Hua Yuan Shi Qiao Road, Shanghai Free Trade Zone, Shanghai, China |
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| FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. |
c/o C T Corporation System, 818 West Seventh Street, Los Angeles, CA, 90017, UnitedStates |
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| FRANKLIN TEMPLETON PRIVATE EQUITY, LLC |
National Registered Agents, Inc., 160 Greentree Drive, Suite 101, Dover, Kent, DE, 19904, United States |
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| FRANKLIN TEMPLETON REAL ESTATE ADVISORS GP, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| FRANKLIN TEMPLETON REAL ESTATE ADVISORS II GP, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| FRANKLIN TEMPLETON REAL ESTATE ADVISORS IIIA GP, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| FRANKLIN TEMPLETON REAL ESTATE ADVISORSIIIBGP, S.à.r.l. |
8A, rue Albert Borschette, L-1246, Luxembourg |
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| FRANKLIN TEMPLETON REAL ESTATE GROUP CARRY II, L.P. |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| FRANKLIN TEMPLETON REAL ESTATE GROUP CARRY III, L.P. |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| FRANKLIN TEMPLETON REAL ESTATE GROUP CARRY, L.P. |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| FRANKLIN TEMPLETON SERVICES (INDIA) PRIVATE LIMITED |
Indiabulls Finance Centre, Tower 2, 13th Floor, Senapati Bapat Marg, Elphinstone (West),Mumbai,400013,India |
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| FRANKLIN TEMPLETON SERVICES, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, DE, 19801, United States |
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| FRANKLIN TEMPLETON SERVICIOS DE ASESORIA MEXICO, S. DE R.L. DE C. V |
Avenida Paseo de la Reforma 342, Colonia Juarez, Mexico City, CP. 06600, Mexico |
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| FRANKLIN TEMPLETON SLOVAKIA, S.R.O. |
Karadžičova 8/A, 821 08 Bratislava, Slovak Republic |
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| FRANKLIN TEMPLETON SOCIAL INFRASTRUCTUREGP, S.à r.l. |
5 Heienhaff, L-1736 Senningerberg, Grand Duchyof Luxembourg |
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| FRANKLIN TEMPLETON STRATEGIC INVESTMENTS LTD. |
M&C Corporate Services Limited, P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands,KY1-1104 |
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| FRANKLIN TEMPLETON SWITZERLAND LTD |
Stockerstrasse 38, Zurich, 8022, Switzerland | ||
| FRANKLIN/TEMPLETON TRAVEL, INC. |
c/o C T Corporation System, 818 West Seventh Street, Los Angeles, CA, 90017, United States |
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| FRANKLIN TEMPLETON TRUSTEE SERVICESPRIVATE LIMITED |
Indiabulls Finance Centre, Tower 2, 12th and 13th Floor, Senapati Bapat Marg,Elphinstone |
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|---|---|---|---|
| (West), Mumbai, Mumbai City, Maharashtra- MH,400013,India |
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| FRANKLIN TEMPLETON TURKEY ADVISORY SERVICES A.S. |
Esentepe Mahallesi Buyukdere Cad. Apa Giz Plaza Apt. No: 191/23 Sisli, Istanbul, Turkey |
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| FRANKLIN TEMPLETON URUGUAY S.A. |
c/o Guyer & Regules, Plaza Independencia 811,Montevideo,11100, Uruguay |
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| FRANKLIN VENTURE PARTNERS, (TALOS CAYMAN GP), LLC |
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
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| FRANKLIN VENTURE PARTNERS, LLC |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| FT FINTECH HOLDINGS, LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| FT OPPORTUNISTIC DISTRESSED FUND LTD |
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1- 1104, Cayman Islands. |
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| FTC INVESTOR SERVICES INC. | 200 King Street West, Suite 1500, Toronto, ON,M5H3T4, Canada |
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| FTCI (CAYMAN) LTD. | SMP Partners (Cayman) Limited, Royal Bank House, 3rd Floor, 24 Shedden Road, P.O. Box 1586, George Town, Grand Cayman, KY1- 1110, Cayman Islands |
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| FTPE ADVISERS, LLC | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| ITI CAPITAL MARKETS LIMITED | Century Centre, 75 T.T.K. Road, Chennai, India, 600018 |
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| K2 ADVISORS HOLDINGS, L.L.C. | c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
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| K2 ADVISORS, L.L.C. | c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
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| K2/D&S MANAGEMENT CO., L.L.C. | c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE, 19808, United States |
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| MUTUAL RECOVERY FUND, LTD. | M&C Corporate Services Limited, PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands,KY1-1104 |
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| RANDOM FOREST CAPITAL, LLC | One Franklin Parkway, San Mateo, CA, 94403, UnitedStates |
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| RIVA FINANCIAL SYSTEMS LIMITED | Charterhouse Lombard Limited, 1st Floor, Viking House, St Pauls Square, Ramsey, IM8 1GB,Isle Of Man |
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| TEMPLETON ASSET MANAGEMENT (LABUAN)LIMITED |
Tiara Labuan, Jalan Tanjung Batu, 87000 F.T. Labuan,Malaysia |
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| TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. |
Rondo 1, 26th Floor, Rondo ONZ 1, Warsaw, 00-124, Poland |
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| TEMPLETON ASSET MANAGEMENT LTD. |
7 Temasek Boulevard, #38-03 Suntec Tower One, Singapore, 038987 |
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| TEMPLETON DO BRASIL LTDA. | Rua Lauro Muller 116, Sala 2404, Rio De Janeiro, RJ, Brazil |
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| TEMPLETON/FRANKLIN INVESTMENT SERVICES, INC. |
c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, UnitedStates |
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| TEMPLETON GLOBAL ADVISORS LIMITED |
Box N-7759, Lyford Cay, Nassau, Bahamas | ||
| TEMPLETON GLOBAL HOLDINGS LTD. |
Box N-7759, Lyford Cay, Nassau, Bahamas | ||
| TEMPLETON INTERNATIONAL, INC. | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County,DE,19801, United States |
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| TEMPLETON INVESTMENT COUNSEL,LLC |
300 S.E. 2ndStreet, Fort Lauderdale, FL 33301, United States |
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| TEMPLETON RESTRUCTURED INVESTMENTS,L.L.C. |
1013 Center Road, Wilmington, Delaware, 19805, U.S. |
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| TEMPLETON RESTRUCTURED INVESTMENTS III, LTD. |
M&C Corporate Services Limited, P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands,KY1-1104 |
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| TEMPLETON RESTRUCTURED INVESTMENTS IV, LTD. |
Mourant Ozannes Corporate Services (Cayman) Limited, 94 Solaris Avenue, Camana Bay, P.O. Box 1348, Grand Cayman, KY1-1108, Cayman Islands |
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| TEMPLETON TURKEY FUND GP LTD. | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1- 1104, Cayman Islands |
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| TEMPLETON WORLDWIDE, INC. | c/o The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, DE, 19801, United States |
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| THESEUS INVESTMENT PARTNERS LIMITED |
27-31 Melville Street, Edinburgh, EH3 7JF, Scotland |
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| TSEMF III (JERSEY) LIMITED | Elian Corporate Services (Jersey) Limited, 44 Esplanade, St Helier, Jersey, JE4 9WG, Jersey (Channel Islands) |
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| TSEMF IV (JERSEY) LIMITED | Elian Corporate Services (Jersey) Limited, 44 Esplanade, St Helier, Jersey, JE4 9WG, Jersey (Channel Islands) |
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| VIKING GP, LTD. | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1- 1104, Cayman Islands |
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| LeggMason,Inc. | 100 International Drive, Baltimore, MD 21202, USA |
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| Legg Mason & Co., LLC | 100 International Drive, Baltimore, MD 21202, USA |
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| Alumcreek Holdings LLC | 230 Park Avenue, NY, NY 10169, USA | ||
| Barrett Associates, Inc. | 90 Park Avenue, New York, NY 10016- 1301, USA |
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| Batterymarch Asia GP, Ltd | 200 Clarendon Street, Boston, MA 02116, USA |
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| BGIM Capital Management, LLC | 2929 Arch Street, 8th Floor, Philadelphia, Pennsylvania19104, USA |
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| BMML, Inc. | 100 International Drive, Baltimore, MD 21202, USA |
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| Brandywine Global Investment Management(Asia)Pte.Ltd. |
50 Raffles Place #32-01 Singapore Land Tower, Singapore048623 |
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| Brandywine Global Investment Management (Canada), ULC |
220 Bay Street, Toronto, Ontario M5J 2W4, Canada |
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| Brandywine Global Investment Management (Europe)Limited |
Level 17, Heron Tower, 110 Bishopsgate, London,EC2N4AY, UnitedKingdom |
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| Brandywine Global Investment Management,LLC |
1735 Market Street, Suite 1800, Philadelphia,PA 19103, USA |
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| 10 | |||
|---|---|---|---|
| ClarionGramercy (UK)Limited | 15Bedford Street,London, WC2E9HE | ||
| Clarion Gramercy Limited | 3rd Floor Liberation House Castle Street St HelierJersey JE1 1BL |
||
| Clarion Gramercy (Deutschland) GMBH | 230 Park, Floor 12, New York, NY 10169, USA |
||
| Clarion Partners Europe, Ltd. | Rex House, 4 Regent Street, London SW1Y 4PE, UnitedKingdom |
||
| Clarion Partners Holdings LLC | 230 Park, Floor 12, New York, NY 10169, USA |
||
| Clarion Partners, LLC | 230 Park, Floor 12, New York, NY 10169, USA |
||
| Clarion Partners Management, LLC | 230 Park, Floor 12, New York, NY 10169, USA |
||
| Clarion Partners, Securities, LLC | 230 Park, Floor 12, New York, NY 10169, USA |
||
| Clarion Reim South America Holdings, LLC |
230 Park, Floor 12, New York, NY 10169, USA |
||
| Clarion Reim South America Investimentos Imobiliarios LTDA |
Rua dos Pinheiros, 870, 14 andar gj.143 Pinheiros- 05422-001 Sao Paulo, SP- Brazil, 04538-908 |
||
| Clearbridge Investments, LLC | 620 8th Avenue, 48th Floor, New York, NY 10018 USA |
||
| Clearbridge Management Holdings LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Clearbridge, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| CP Industrial Management, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| CP Intermediate Holdco, Inc. | 100 International Drive, Baltimore, MD 21202, USA |
||
| CPM Blocker, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| ETP Holdings (Cayman) Limited | Conyers Dill & Pearman Boundary Hall, 2nd Floor, Cricket Square PO Box 2681, Grand Cayman KY1-1111 Cayman Islands |
||
| Financial Guard LLC | 8700 East 9400 South, Suite 102, Sandy, UT 84094, USA |
||
| Gray Seifert & Company, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason & Co (UK) Limited | 201 Bishopsgate, London EC2M 3AB, UnitedKingdom |
||
| Legg Mason & Co., LLC. | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason (Chile) Inversiones Holding Limitada |
Avenida Andrés Bello 2687, oficina 301, Las Condes, Santiago, Chile,Avenida Andrés Bello 2687, oficina 301, Las Condes, Santiago, Chile |
||
| Legg Mason Asset Management (Japan) Co., Limited |
Shin Marunouchi Building, 36th Floor, Marunouchi 1-5-1, Chiyoda-ku, Tokyo 100- 6536, Japan |
||
| Legg Mason Asset Management Australia Limited |
Level 47, 120 Collins Street, Melbourne, Victoria 3000,Australia |
||
| Legg Mason Asset Management Hong Kong Limited |
Suites 1202-03, 12 Floor, York House, The Landmark, 15 Queen's Road Central, Hong Kong |
11
| 11 | |||
|---|---|---|---|
| Legg Mason Asset Management Singapore Pte. Limited |
Registered Office Address: 50 Raffles Place #32-01, Singapore Land Tower, Singapore048623 |
||
| Legg Mason Australia Holdings Pty Limited |
Level 47, 120 Collins Street, Melbourne, VIC 3000,Australia |
||
| Legg Mason Charitable Foundation, Inc. | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Clearbridge Holdings LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Commercial Real Estate Services,Inc. |
100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Fund Asset Management, Inc. |
620 8th Avenue, 48th Floor, New York, NY 10018, USA |
||
| Legg Mason Funding Ltd | c/o Intertrust Corporate Services (Cayman) Limited 190 Elgin Avenue George Town Grand Cayman KY1-9005 Cayman Islands |
||
| Legg Mason Global Holdings Ltd | c/o Intertrust Corporate Services (Cayman) Limited 190 Elgin Avenue George Town GrandCayman KY1-9005 Cayman Islands |
||
| Legg Mason Holding (Switzerland) GMBH |
c/o Naegeli & Partner Attorneys at Law Ltd., Klausstrasse 33, 8008 Zurich c/o Naegeli & Partner Attorneys at Law Ltd., Klausstrasse 33, 8008Zurich, Switzerland |
||
| Legg Mason Holdings (Cayman) LP | c/o Conyers Dill & Pearman Boundary Hall, 2nd Floor, Cricket Square PO Box 2681, Grand Cayman KY1-1111 Cayman Islands |
||
| Legg Mason Holdings 2 (Cayman) LP | c/o Conyers Dill & Pearman Boundary Hall, 2nd Floor, Cricket Square PO Box 2681, Grand Cayman KY1-1111 Cayman Islands |
||
| Legg Mason Holdings, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason International Holdings (Cayman) Limited |
c/o Intertrust Corporate Services (Cayman) Limited 190 Elgin Avenue George Town Grand Cayman KY1-9005 Cayman Islands |
||
| Legg Mason International Holdings, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Investment Funds Limited | 201 Bishopsgate London EC2M 3AB, UnitedKingdom |
||
| Legg Mason Investments (Europe) Limited |
201 Bishopsgate London EC2M 3AB, UnitedKingdom |
||
| Legg Mason Investments (Ireland) Limited |
6th Floor, Building 3, Number 1 Ballsbridge, 126 Pembroke Road, Ballsbridge, Dublin 4 D04EP27,Ireland |
||
| Legg Mason Investments (Switzerland) GMBH |
Bahnhofstrasse 52, CH-8001 Zurich c/o Naegeli & Partner Attorneys at Law Ltd., Klausstrasse 33, 8008Zurich, Switzerland |
||
| Legg Mason Investments (Taiwan) Limited |
Suite E, 55F, Taipei 101 Tower, ,7, Xin Yi Road, Section 5, Taipei, 110, Taiwan, R.O.C. |
||
| Legg Mason Investor Services, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Mexico S. De. R.I. De C. V. | 100 International Drive, Baltimore, MD 21202, USA |
12
| 12 | |||
|---|---|---|---|
| Legg Mason Overseas Investment Fund Management (Shanghai) Co., Ltd |
31/F, Office 3170, Jin Mao Tower, 88 Shi Ji Avenue, Pudong District, Shanghai Pilot Free Trade Zone,PRC |
||
| Legg Mason Partners Fund Advisor, LLC | 620 8th Avenue, 48th Floor, New York, NY 10018 USA |
||
| Legg Mason Private Portfolio Group, LLC |
300 First Stamford Place, Stamford, CT 06902, USA |
||
| Legg Mason Real Estate Securities Advisors,Inc. |
100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Realty Group, Inc. | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Realty Partners, Inc. | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Royce Holdings, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Legg Mason Tower, Inc. | 100 International Drive, Baltimore, MD 21202, USA |
||
| LM (BVI) Limited | PO Box 173, Kingston Chambers Road, Town British, Virgin Islands |
||
| LM Asset Services, LLC | 620 8th Avenue, New York, NY 10018, USA |
||
| LM BAM, Inc. | 46 Public Square, Suite 700, Wilkes Barre, PA 18701, USA |
||
| LM Capital Support V, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| LM Funding (Barbados) SRL | Worthing Corporate Centre, Worthing, Christ Church,Barbados |
||
| LM Holdings 2 Limited | 201 Bishopsgate, London EC2M 3AB, United Kingdom |
||
| LM Holdings Limited | 201 Bishopsgate, London EC2M 3AB, United Kingdom |
||
| LM International Holding L.P. | c/o Intertrust Corporate Services (Cayman) Limited 190 Elgin Avenue George Town GrandCayman KY1-9005 Cayman Islands |
||
| LM Pelican Holdings, L.P. | 100 International Drive, Baltimore, MD 21202, USA |
||
| LM Tower, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| LM/Clarion I, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| LM/Clarion II, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| LMOBC, Inc. | 600 Vine Street, Suite 2100, Cincinnati, OH 45202, USA |
||
| LMP Select, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Martin Currie (Holdings) Limited | Clarendon House 2 Church Street Hamilton HM11 Bermuda |
||
| Martin Currie Fund Management Limited | Saltire Court 20 Castle Terrace Edinburgh EH1 2ES, Scotland |
||
| Martin Currie Inc. | New York Times Building 620 Eighth Avenue 49th Floor New York, NY 10018, USA |
||
| Martin Currie Investment Management Limited |
Saltire Court 20 Castle Terrace Edinburgh EH1 2ES, Scotland |
13
| 13 | |||
|---|---|---|---|
| Martin Currie Limited | Saltire Court 20 Castle Terrace Edinburgh EH1 2ES, Scotland |
||
| Martin Currie Management Limited | Saltire Court 20 Castle Terrace Edinburgh EH1 2ES, Scotland |
||
| Martin Currie Trustees Limited | Saltire Court 20 Castle Terrace Edinburgh EH1 2ES, Scotland |
||
| Moorgate Investment Management Limited |
c/o Rebecca Lacey 1 Bartholomew Lane London EC2N2AX, UnitedKingdom |
||
| Pelican Holdings I, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Pelican Holdings II, LLC | 100 International Drive, Baltimore, MD 21202, USA |
||
| Precidian Investments, LLC | 350 Main Street, Suite 9, Bedminster, NJ 07921, USA |
||
| QS Batterymarch Financial Management, Inc. |
200 Clarendon Street, Boston, MA 02116, USA |
||
| QS Investors Fund Management, LLC | 880 3rdAvenue, #7 New York NY 10022, USA |
||
| QS Investors Holdings, LLC | 880 3rd Avenue, #7 New York NY 10022, USA |
||
| QS Investors, LLC | 880 3rd Avenue, #7 New York NY 10022, USA |
||
| Rare Holdings Pty Limited | Level 13, 35 Clarence Street, Sydney NSW 2000,Australia |
||
| Clearbridge RARE Infrastructure (North America) Pty Limited |
Level 13, 35 Clarence Street, Sydney NSW 2000, Australia |
||
| Clearbridge RARE Infrastructure International Pty Limited |
Level 13, 35 Clarence Street, Sydney NSW 2000, Australia |
||
| Rare Infrastructure Limited | Level 13, 35 Clarence Street, Sydney NSW 2000,Australia |
||
| Rare IP Trust | Level 13, 35 Clarence Street, Sydney NSW 2000,Australia |
||
| Royce & Associates GP, LLC dba Royce InvestmentPartners |
745 Fifth Avenue, New York, NY 10019, USA |
||
| Royce & Associates, LP dba Royce InvestmentPartners |
745 Fifth Avenue, New York, NY 10019, USA |
||
| Royce Fund Services, LLC | 745 Fifth Avenue, New York, NY 10019, USA |
||
| Royce Management Company, LLC | 745 Fifth Avenue, New York, NY 10019, USA |
||
| Saintco Ltd | Campbell Maritime Ctr, 4th Floor West Bay StreetP.O.BoxN-218 Nassau,Bahamas |
||
| The Baltimore Company | 100 International Drive, Baltimore, MD 21202, USA |
||
| Western Asset Holdings (Australia) Pty Ltd |
Level 48, 120 Collins Street, Melbourne Victoria3000,Australia |
||
| Western Asset Management (Brazil) Holdings Limitada |
Av. Presidente Juscelino Kubitschek, 1455, SãoPaulo ‐ SP, 04543‐011 Brazil |
||
| Western Asset Management (Cayman) Holdings Limited |
c/o Walkers 190 Elgin Avenue George Town, Grand Cayman, KY1-9001 Cayman Islands |
||
| Western Asset Management Company Pte.Ltd. |
1 George Street #23-01, Singapore 049145 | ||
| Western Asset Management Company Distribuidora De Titulos E Valores MobiliariosLimitada |
Av. Presidente Juscelino Kubitschek, 1455, São Paulo‐SP, 04543‐011 Brazil |
14
| Western Asset Management Company Limited |
10 Exchange Square, 10th Floor, Primrose Street,London EC2A 2EN, UnitedKingdom |
|---|---|
| Western Asset Management Company, LLC |
385 East Colorado Blvd, Pasadena, California 91101, USA |
| Western Asset Management Company Ltd |
36th Floor, Shin Marunouchi Building, 5-1 Marunochi 1-Chome Chiyodaku, Tokyo 100-6536, Japan |
| Western Asset Management Company PtyLtd |
Level 48, 120 Collins Street, Melbourne Victoria3000Australia |
| Blue Ocean GP LLC | 100 International Drive, Baltimore, MD 21202, USA |
This is the annexure of 12 pages marked Annexure A signed by me and dated 04 August 2020.
................................................................................................... Lori A. Weber Assistant Secretary, Franklin Resources, Inc.
15
Annexure B
Details of Entitlement and Relevant Interests
| 1. Date of Change |
2. Person Whose Relevant Interest Changed |
3. Nature of Change | 4. Consideration in AUD$ |
5. Class and Number of Securities affected/ Ordinary |
6. Persons votes effected |
|---|---|---|---|---|---|
| 03/16/2020 | Martin Currie Australia | Sale | 37,125 | (11,003) | (11,003) |
| 03/18/2020 | Martin Currie Australia | Acquisition | 56,560 | 17,550 | 17,550 |
| 03/20/2020 | Martin Currie Australia | Acquisition | 17,492 | 5,377 | 5,377 |
| 03/232020 | MartinCurrieAustralia | Sale | 198,720 | (62,597) | (62,597) |
| 03/25/2020 | MartinCurrieAustralia | Acquisition | 79,614 | 22,706 | 22,706 |
| 04/02/2020 | MartinCurrieAustralia | Acquisition | 191,377 | 56,009 | 56,009 |
| 04/08/2020 | MartinCurrieAustralia | Sale | 69,177 | 20,567 | 20,567 |
| 04/09/2020 | MartinCurrieAustralia | Sale | 752,119 | (222,277) | (222,277) |
| 04/14/2020 | Martin Currie Australia | Sale | 339,431 | (100,054) | (100,054) |
| 04/15/2020 | Martin Currie Australia | Sale | 718,809 | (211,514) | (211,514) |
| 04/16/2020 | Martin Currie Australia | Sale | 1,383,263 | (411,514) | (411,514) |
| 04/21/2020 | Martin Currie Australia | Acquisition | 1,268,498 | 378,261 | 378,261 |
| 04/23/2020 | Martin Currie Australia | Acquisition | 1,543,125 | 453,942 | 453,942 |
| 04/30/2020 | Martin Currie Australia | Sale | 8,741 | (2,496) | (2,496) |
| 05/14/2020 | MartinCurrieAustralia | Acquisition | 10,747 | 3,532 | 3,532 |
| 05/14/2020 | MartinCurrieAustralia | Sale | 289,017 | (95,297) | (95,297) |
| 05/18/2020 | Martin Currie Australia | Acquisition | 105,816 | 33,389 | 33,389 |
| 05/19/2020 | Martin Currie Australia | Acquisition | 130,153 | 41,037 | 41,037 |
| 07/01/2020 | Martin Currie Australia | Sale | 195,150 | (59,199) | (59,199) |
| 07/29/2020 | Martin Currie Australia | Sale | 85,149 | (25,439) | (25,439) |
7. Holder of Relevant Interest 8. Person's votes Martin Currie Australia 29,433,688
votes
16
| 16 | 16 | |||
|---|---|---|---|---|
| 9. Registered Holder of Securities |
10. Class and Number of Shares |
11. Person's votes |
||
| BBH | 400,208 | Ordinary | 400,208 | votes |
| BNP | 2,180,847 | Ordinary | 2,180,847 | votes |
| BNYM | 148,968 | Ordinary | 148,968 | votes |
| Citi | 19,897,800 | Ordinary | 19,897,800 | votes |
| JP Morgan | 1,198,472 | Ordinary | 1,198,472 | votes |
| NCS | 3,582,960 | Ordinary | 3,582,960 | votes |
| RBC | 2,024,433 | Ordinary | 2,024,433 | votes |
This is the annexure marked Annexure B referred to in the Form 604: Notice of change in interests or entitlements of substantial shareholder signed by me and dated 04 August 2020.
...................................................................................................................... Lori A. Weber Assistant Secretary, Franklin Resources, Inc.