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INGHAMS GROUP LIMITED — Major Shareholding Notification 2019
Apr 14, 2019
65128_rns_2019-04-14_950ceb5d-76e7-4faf-acbc-7dcf23fdbb24.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Inghams Group Ltd | |
|---|---|---|
| ACN/ARSN | ACN 162 709 506 | |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | |||
|---|---|---|---|---|
| ACN/ARSN (if applicable) | 008 496 713 | |||
| There was a change in the interests of the substantial holder on | 09-Apr-2019 | |||
| The previous notice was given to the company on | 28-Feb-2019 | |||
| The previous notice was dated | 28-Feb-2019 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | l Previous Notice | l Present Notice | ||
|---|---|---|---|---|
| Voting power (5) Person's votes |
l Person's votes | Voting power (5) | ||
| I Common Stock | 32.069.964 | 8.48% | 27.128.901 | 7.21% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| I Date of l change |
l Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| l See Annexure I ո ∆ ո |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant | Registered holder of I Person entitled to | be registered as | I Nature of relevant | Class and number | Person's |
|---|---|---|---|---|---|
| interest | securities | holder (8) | l interest (6) | of securities | votes |
| ' See Annexure "B" . |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo
| CN/ARSN- Name and AC - 1 I T |
association : Nature or |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure "C" . . |
Signature
| print name | Lucy Repasky | capacity | Company Secretary |
|---|---|---|---|
| sign here | THE R. P. LEWIS CO., LANSING, MICH. | date | 15-Apr-2019 1 |
Annexure "A"
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of . change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 27-Feb-19 | Credit Suisse Equities (Australia) Limited |
Stock borrowed under ASLA |
Refer to Annexure D of Notice |
270,000 Common Stock | 270,000 |
| 5-Mar-19 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure D of Notice |
-712,454 Common Stock | $-712.454$ |
| 19-Mar-19 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure D of Notice |
-1,427,546 Common Stock | -1,427,546 |
| 22-Mar-19 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure D of Notice |
-270,000 Common Stock | $-270,000$ |
| 22-Mar-19 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure D of Notice |
-207,000 Common Stock | $-207,000$ |
| 22-Mar-19 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure D of Notice |
-1,250,000 Common Stock | $-1,250,000$ |
| 1-Apr-19 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure D of Notice |
-500,000 Common Stock | -500,000 |
| 27-Feb-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
800,000 Common Stock | 800,000 |
| 27-Feb-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
15,000 Common Stock | 15,000 |
| 27-Feb-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
400,000 Common Stock | 400,000 |
| 1-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-800,000 Common Stock | $-800.000$ |
| 1-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-15.000 Common Stock | $-15,000$ |
| 1-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
15,000 Common Stock | 15,000 |
| 1-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
800,000 Common Stock | 800,000 |
| 5-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-35,000 Common Stock | $-35,000$ |
| 6-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-7,433 Common Stock | $-7,433$ |
|---|---|---|---|---|---|
| 6-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-400.000 Common Stock | $-400,000$ |
| 6-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-29,000 Common Stock | $-29,000$ |
| 8-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-42,567 Common Stock | $-42,567$ |
| 8-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
7,423 Common Stock | 7,423 |
| 8-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
35,144 Common Stock | 35,144 |
| 15-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-32,100 Common Stock | $-32,100$ |
| 18-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-445,000 Common Stock | $-445,000$ |
| 21-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
150,000 Common Stock | 150,000 |
| 21-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
350,000 Common Stock | 350,000 |
| 22-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-16,000 Common Stock | $-16,000$ |
| 22-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-418,000 Common Stock | $-418,000$ |
| 28-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-190,015 Common Stock | $-190,015$ |
| 28-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-54,176 Common Stock | $-54,176$ |
| 28-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-107,000 Common Stock | $-107,000$ |
| 28-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-35,144 Common Stock | $-35,144$ |
| 28-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-7,423 Common Stock | $-7,423$ |
| 29-Mar-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
338,260 Common Stock | 338,260 |
| 4-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
34,900 Common Stock | 34,900 |
| 5-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-630,000 Common Stock | $-630,000$ |
| 5-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-455,000 Common Stock | $-455,000$ |
|---|---|---|---|---|---|
| 5-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-280,000 Common Stock | $-280,000$ |
| 5-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-20,000 Common Stock | $-20,000$ |
| 5-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-48.322 Common Stock | $-48,322$ |
| 5-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-61,363 Common Stock | $-61,363$ |
| 9-Apr-19 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-34,900 Common Stock | $-34,900$ |
| 25-Feb-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
82,000 Common Stock | 82,000 |
| 27-Feb-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
175,000 Common Stock | 175,000 |
| 1-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
592,000 Common Stock | 592,000 |
| 1-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
191,000 Common Stock | 191,000 |
| 1-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
211,000 Common Stock | 211,000 |
| 1-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
113,000 Common Stock | 113,000 |
| 4-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
50,000 Common Stock | 50,000 |
| 5-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-260,000 Common Stock | $-260,000$ |
| 7-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
500,000 Common Stock | 500,000 |
| 8-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
242,000 Common Stock | 242,000 |
| 8-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
266,000 Common Stock | 266,000 |
| 11-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
150,000 Common Stock | 150,000 |
| 12-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
200,000 Common Stock | 200,000 |
| 12-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
100,000 Common Stock | 100,000 |
| 18-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-46,300 Common Stock | $-46,300$ |
| 19-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-54,100 Common Stock | $-54,100$ |
|---|---|---|---|---|---|
| 20-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-113,000 Common Stock | $-113,000$ |
| 27-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
407,600 Common Stock | 407,600 |
| 27-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
1,160,100 Common Stock | 1,160,100 |
| 27-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
356,100 Common Stock | 356,100 |
| 28-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-50,000 Common Stock | $-50,000$ |
| 28-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-390,000 Common Stock | $-390,000$ |
| 28-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-140,000 Common Stock | $-140,000$ |
| 28-Mar-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-150,000 Common Stock | $-150,000$ |
| 1-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-700,000 Common Stock | $-700,000$ |
| 1-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-175,000 Common Stock | $-175,000$ |
| 4-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
52,900 Common Stock | 52,900 |
| 4-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
93,100 Common Stock | 93,100 |
| 4-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure D of Notice |
1,000,000 Common Stock | 1,000,000 |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-300,000 Common Stock | $-300,000$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-46,206 Common Stock | $-46,206$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-79,594 Common Stock | $-79,594$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-1,000,000 Common Stock | $-1,000,000$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-56,300 Common Stock | $-56,300$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-190,000 Common Stock | $-190,000$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-82,000 Common Stock | $-82,000$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-985,647 Common Stock | $-985.647$ |
|---|---|---|---|---|---|
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-500,000 Common Stock | $-500,000$ |
| 5-Apr-19 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure D of Notice |
-250,000 Common Stock | $-250.000$ |
This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name sign here

Annexure "B"
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Credit Suisse AG. Dublin Branch |
CS Third Nominees Pty Limited (ACN 007 053 849) |
Credit Suisse AG. Holder of securities Dublin Branch subject to an obligation to return under a securities lending agreement |
200,000 Common Stock |
200,000 | |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
Holder of securities subject to an obligation to return under a securities lending agreement |
4,350,817 Common Stock |
4,350,817 |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
CS Third Nominees Pty Limited (ACN 007 053 849) |
Credit Suisse Securities (Europe) Limited |
Holder of securities subject to an obligation to return under a securities lending agreement |
5,399,612 Common Stock |
5,399,612 |
| Credit Suisse Securities (USA) LLC |
CS Third Nominees Pty Limited (ACN 007 053 849) |
Credit Suisse Securities (USA) LLC |
Holder of securities subject to an obligation to return under a securities lending agreement |
16,965,046 Common Stock |
16,965,046 |
| Credit Suisse Funds AG |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Funds AG |
Voting rights and right to dispose |
213,426 Common Stock |
213,426 |
This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name sign here
Lucy Repasky capacity $\frac{1}{\text{date}}$
Company Secretary 15-Apr-2019
6. Addresses
The addresses of persons named in this form are as follows:
| Address |
|---|
| Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Uetibergstrasse 231.Zurich, 8045 Switzerland |
| One Cabot Square, London, E14 4QJ |
| 11 Madison Avenue,, New York, New York 10010, New York 10010 |
| Kilmore House, Spencer Dock, Park Lane, North Dock, Dublin 1, Ireland |
This is Annexure "C" referred to in the Form 604 "Notice of change of interests of substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
Lucy Repasky
capacity Company Secretary
15-Apr-2019
$\frac{1}{\text{date}}$
sign here
Annexure "D"
This is Annexure "D" referred to in the Form 604 "Notice of change of interests of substantial holder"
| "一定的复数形式,我们的人们的人们的人们的人们的人们的人们的人们的人们的人们,我们也不能是 | ||||
|---|---|---|---|---|
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | |||
| print name | Lucy Repasky | capacity | Company Secretary | |
| sign here | date | 15-Apr-2019 ٠ |
||
| CRANDATORY SERVICE |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and JP Morgan (Nominee) Australia Limited |
| Transfer date | 22-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by Midday. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}_{\mathrm{c}}$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and Citibank NA Sydney Branch |
| Transfer date | 22-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\ddot{\phantom{1}}$
| Schedule | |
|---|---|
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and State Street Bank and Trust Company |
| Transfer date | 1-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and Bank of New York Mellon |
| Transfer date | 21-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and JPM Chase Bank, London |
| Transfer date | 22-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and HSBC Bank PLC A/C Gulf, London |
| Transfer date | 29-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? Yes | |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and ESEC |
| Transfer date | 9-April-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Citibank N.A. |
| Transfer date | 5-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Borrowing Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and The Northern Trust Company |
| Transfer date | 28-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Borrower must use best endeavours to vote in accordance with the Lender's instructions until completion of the corporate action. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Citibank N.A. |
| Transfer date | 5-April-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and DRKW, London |
| Transfer date | 5-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and The Bank of New York Mellon |
| Transfer date | 12-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\blacksquare$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Brown Brothers Harriman and Co. |
| Transfer date | 5-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Goldman Sachs Agency Lending |
| Transfer date | 27-Mar-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and State Street Bank and Trust and Company |
| Transfer date | 5-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and ESEC |
| Transfer date | 4-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and Deutsche Bank AG |
| Transfer date | 5-Apr-2019 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |