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INGHAMS GROUP LIMITED — Major Shareholding Notification 2018
Jul 23, 2018
65128_rns_2018-07-23_acf811e6-00dd-4311-b517-a675d2ba2dbf.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Inghams Group Ltd |
|---|---|
| ACN/ARSN | ACN 162 709 506 |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) |
|---|---|
| ACN/ARSN (if applicable) | 008 496 713 |
| The holder became a substantial holder on | 18-Jul-2018 |
- Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | I Number of securities | Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| Common Stock | 19.404.190 | 19,404,190 | $^{\prime}$ 5.10% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | ' Class and number of securities |
|---|---|---|
| I See Annexure "A" |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | l Registered holder of | Person entitled to be | i Class and number of |
|---|---|---|---|
| securities | registered as holder (8) | securities | |
| ' See Annexure "B" |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | l Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| ' See Annexure "C" |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | I Nature of association |
|---|---|
| l See Annexure "D" |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure "E" |
Signature
| print name | Lucy Repasky | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | 24-Jul-2018 | |
Annexure "A"
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Credit Suisse AG, Sydney Branch | Voting rights and right to dispose | 47.158 Common Stock |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Holder of securities subject to an obligation to return under a securities lending agreement |
6.366.511 Common Stock |
| Credit Suisse Funds AG | Voting rights and right to dispose | 88.361 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Voting rights and right to dispose | 2.183 Common Stock |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Holder of securities subject to an obligation to return under a securities lending agreement |
3,086,285 Common Stock |
| Credit Suisse Securities (USA) LLC | Holder of securities subject to an obligation to return under a securities lending agreement |
9.813.692 Common Stock |
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
Lucy Repasky
capacity Company Secretary
24-Jul-2018
$\overline{date}$
sign here
Annexure "B"
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Credit Suisse AG | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse AG | 47.158 Common Stock |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
6,366,511 Common Stock |
| Credit Suisse Funds AG | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Funds AG | 88.361 Common Stock |
| Credit Suisse Securities (Europe) Limited |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Securities (Europe) Limited |
3,088,468 Common Stock |
| Credit Suisse Securities (USA) LLC |
HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Securities (USA) LLC |
9,813,692 Common Stock |
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Lucy Repasky Company Secretary capacity 24-Jul-2018 $date$ sign here
Annexure "C"
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial
holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse AG, Sydney Branch |
23-Mar-18 | 14,929.40 AUD | Acquired on market |
4,391 Common Stock |
| Credit Suisse AG, Sydney Branch |
11-Apr-18 | -152,328.03 AUD | Disposed on market |
-43,647 Common Stock |
| Credit Suisse AG, Sydney Branch |
20-Apr-18 | $-24,118.46$ AUD | Disposed on market |
-6,737 Common Stock |
| Credit Suisse AG, Sydney Branch |
30-Apr-18 | -16,505.30 AUD | Disposed on market |
-4,522 Common Stock |
| Credit Suisse AG, Sydney Branch |
01-Jun-18 | $-2,054.85$ AUD | Disposed on market |
-515 Common Stock |
| Credit Suisse AG, Sydney Branch |
06-Jun-18 | -50,725.10 AUD | Disposed on market |
-12,745 Common Stock |
| Credit Suisse AG, Sydney Branch |
13-Jun-18 | -17,792.32 AUD | Disposed on market |
-4,732 Common Stock |
| Credit Suisse AG, Sydney Branch |
21-Jun-18 | -84,963.75 AUD | Disposed on market |
-22,657 Common Stock |
| Credit Suisse AG, Sydney Branch |
25-Jun-18 | -17,585.28 AUD | Disposed on market |
-4,544 Common Stock |
| Credit Suisse AG, Sydney Branch |
25-Jun-18 | -1,416.42 AUD | Disposed on market |
-366 Common Stock |
| Credit Suisse AG, Sydney Branch |
25-Jun-18 | $-17,465.31$ AUD | Disposed on market |
-4,513 Common Stock |
| Credit Suisse AG, Sydney Branch |
29-Jun-18 | -555.35 AUD | Disposed on market |
-145 Common Stock |
| Credit Suisse AG, Sydney Branch |
04-Jul-18 | -41,929.05 AUD | Disposed on market |
-11,005 Common Stock |
| Credit Suisse Equities (Australia) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-50.000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-35,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-130,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-70,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-800,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
03-May-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
42,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
14-May-18 | Refer to Annexure F of Notice |
Stock returned |
-42,000 Common Stock |
| under ASLA agreement |
||||
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
31-May-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
50,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
04-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
44,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
20,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
200,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
18-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
365,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
20-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
2,500,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
22-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
217,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
25-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
120,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
02-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
960,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
03-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
300,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
03-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
50,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
05-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
54,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
10-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
20,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
13-Jul-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-324,759 Common Stock |
| Credit Suisse Equities (Australia) Limited |
16-Jul-18 | Refer to Annexure F of Notice |
Stock returned under ASLA agreement |
-8,730 Common Stock |
| Credit Suisse Equities (Australia) Limited |
17-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
300,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
17-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under ASLA agreement |
1,000,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Mar-18 | 4030.04 AUD | Acquired on market |
14,813 Common Stock |
| Credit Suisse Securities (Europe) Limited |
23-Mar-18 | 4031.04 AUD | Disposed on market |
-312 Common Stock |
| Credit Suisse Securities (Europe) Limited |
28-Mar-18 | 4032.04 AUD | Acquired on market |
67 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
16-Apr-18 | 4033.04 AUD | Acquired on market |
238 Common Stock |
| Credit Suisse Securities (Europe) Limited |
30-Apr-18 | 4034.04 AUD | Acquired on market |
1,364 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-May-18 | 4035.04 AUD | Acquired on market |
391 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-May-18 | 4036.04 AUD | Disposed on market |
-5,068 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Jun-18 | 4037.04 AUD | Disposed on market |
-362 Common Stock |
| Credit Suisse Securities (Europe) Limited |
19-Jun-18 | 4040.04 AUD | Disposed on market |
-33,610 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Jun-18 | 4041.04 AUD | Disposed on market |
-21,955 Common Stock |
| Credit Suisse Securities (Europe) Limited |
09-Jul-18 | 4045.04 AUD | Disposed on market |
-2,262 Common Stock |
| Credit Suisse Securities (Europe) Limited |
20-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under Master prime brokerage agreement |
456,165 Common Stock |
| Credit Suisse Securities (Europe) Limited |
21-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under Master prime brokerage agreement |
243,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
22-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under Master OSLA agreement |
287,321 Common Stock |
| Credit Suisse Securities (Europe) Limited |
23-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under Master prime brokerage agreement |
448,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
23-Mar-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-358,629 Common Stock |
| Credit Suisse Securities (Europe) Limited |
23-Mar-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-240,157 Common Stock |
| Credit Suisse Securities (Europe) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-30,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-287,321 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under Master prime brokerage agreement |
5,322 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
79,163 Common Stock |
| Credit Suisse Securities (Europe) Limited |
26-Apr-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-80,088 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
26-Apr-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-2,843 Common Stock |
| Credit Suisse Securities (Europe) Limited |
27-Apr-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-182,064 Common Stock |
| Credit Suisse Securities (Europe) Limited |
01-May-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-44,081 Common Stock |
| Credit Suisse Securities (Europe) Limited |
02-May-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-106,761 Common Stock |
| Credit Suisse Securities (Europe) Limited |
03-May-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-43,977 Common Stock |
| Credit Suisse Securities (Europe) Limited |
03-May-18 | Refer to Annexure F of Notice |
Stock returned under Master prime brokerage agreement |
-35,006 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-May-18 | Refer to Annexure F or Notice |
Stock returned under Master prime brokerage agreement |
-58,881 Common Stock |
| Credit Suisse Securities (Europe) Limited |
11-May-18 | Refer to Annexure F of Notice |
Stock borrowed under Master OSLA agreement |
300,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-79,163 Common Stock |
| Credit Suisse Securities (Europe) Limited |
14-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
300,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
05-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
54,176 Common Stock |
| Credit Suisse Securities (Europe) Limited |
06-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
30,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
44,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
20-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
40,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
20-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (Europe) Limited |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
20,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
40,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
02-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
100,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
$03 - Jul - 18$ | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
03-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
90,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
03-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
04-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
40,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
05-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
14,500 Common Stock |
| Credit Suisse Securities (Europe) Limited |
09-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
30,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
10-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
700,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
$11 - Jul - 18$ | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
16-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
65,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
500,000 Common Stock |
| Credit Suisse Securities (Europe) Limited |
18-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
198,500 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
|
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA |
440,700 Common Stock |
| agreement | ||||
|---|---|---|---|---|
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
671,400 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
145,900 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
2.600 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Mar-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
193,500 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-35,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Mar-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-200,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
05-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-190,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
17-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
194,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
17-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
96,300 Common Stock |
| Credit Suisse Securities (USA) LLC |
17-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
709,700 Common Stock |
| Credit Suisse Securities (USA) LLC |
19-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-110,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
19-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-1,000,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
20-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
290,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
23-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-60,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
23-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-3,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
23-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-37,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
23-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-190,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
26-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
89 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (USA) LLC |
26-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
163,085 Common Stock |
| Credit Suisse Securities (USA) LLC |
26-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-5,699 Common Stock |
| Credit Suisse Securities (USA) LLC |
26-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-52,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
26-Apr-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
736,826 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Apr-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-900,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
01-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
75,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
02-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-90,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
11-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
500,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
14-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-580,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
15-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-198,500 Common Stock |
| Credit Suisse Securities (USA) LLC |
15-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-50,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
15-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-200,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
30-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
1,281,779 Common Stock |
| Credit Suisse Securities (USA) LLC |
30-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
1,017,257 Common Stock |
| Credit Suisse Securities (USA) LLC |
30-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
435,964 Common Stock |
| Credit Suisse Securities (USA) LLC |
30-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
187,525 Common Stock |
| Credit Suisse Securities (USA) LLC |
30-May-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
137,475 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSI A |
-89 Common Stock |
| agreement | ||||
|---|---|---|---|---|
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-163,085 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-194,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-48,400 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-38,601 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-440,700 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-41,400 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-709,700 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-736,826 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-145,900 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-75,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-150,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-2,600 Common Stock |
| Credit Suisse Securities (USA) LLC |
31-May-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-193,500 Common Stock |
| Credit Suisse Securities (USA) LLC |
06-Jun-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-50,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
200,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
640,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
90,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
270,000 Common Stock |
|---|---|---|---|---|
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
350,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
30,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
200,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
07-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
08-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
100,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
08-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
08-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
300,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
12-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
22,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
12-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
85,800 Common Stock |
| Credit Suisse Securities (USA) LLC |
18-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
312,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
18-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
725,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
19-Jun-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-15,200 Common Stock |
| Credit Suisse Securities (USA) LLC |
22-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
400,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
25-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
200,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Jun-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-78,208 Common Stock |
| Credit Suisse Securities (USA) LLC |
27-Jun-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-38,100 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA |
24,400 Common Stock |
| agreement | ||||
|---|---|---|---|---|
| Credit Suisse Securities (USA) LLC |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
32,900 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
457,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
107,700 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Jun-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
206,800 Common Stock |
| Credit Suisse Securities (USA) LLC |
28-Jun-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-38.000 Common Stock |
| Credit Suisse Securities (USA) LLC |
29-Jun-18 | Refer to Annexure F of Notice |
Stock returned under OSLA agreement |
-38,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
03-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
140,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
03-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
250,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
04-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
600,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
04-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
170,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
05-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
06-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
50,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
11-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
66,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
11-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
96,600 Common Stock |
| Credit Suisse Securities (USA) LLC |
12-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
15,100 Common Stock |
| Credit Suisse Securities (USA) LLC |
12-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
22,000 Common Stock |
| Credit Suisse Securities (USA) LLC |
12-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
14,300 Common Stock |
| Credit Suisse Securities (USA) LLC |
12-Jul-18 | Refer to Annexure F of Notice |
Stock borrowed under OSLA agreement |
37,600 Common Stock |
| Credit Suisse Securities (USA) LLC |
18-Jul-18 | Refer to Annexure FI of Notice ' |
Stock borrowed, under OSLA agreement l |
46,000 Common Stock |
|---|---|---|---|---|
| ---------------------------------------------- | ----------- | ------------------------------------- | ------------------------------------------------- | --------------------- |
This is Annexure "C" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) print name Lucy Repasky capacity Company Secretary sign here 24-Jul-2018 $date$
Annexure "D"
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Credit Suisse AG | Related Body Corporate |
| Credit Suisse Funds AG | Related Body Corporate |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Related Body Corporate |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Related Body Corporate |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
Related Body Corporate |
| Credit Suisse Securities (USA) LLC | Related Body Corporate |
This is Annexure "D" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name | Lucy Repasky | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | 24-Jul-2018 | |
Annexure "E"
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square, London, E14 4QJ |
| Credit Suisse Funds AG | Uetibergstrasse 231, Zurich, 8045 Switzerland |
| Credit Suisse AG, Sydney branch | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
This is Annexure "E" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name | Lucy Repasky | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | 24-Jul-2018 |
Annexure "F"
This is Annexure "F" referred to in the Form 603 "Notice of initial substantial holder"
×,
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | |||
|---|---|---|---|---|
| print name | Lucy Repasky | capacity | Company Secretary | |
| sign here | date | 24-Jul-2018 | ||
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and Citibank NA Sydney |
| Transfer date | 5-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and Macquarie Bank Limited |
| Transfer date | 17-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and National Australia Bank Limited |
| Transfer date | 3-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and State Street Bank and Trust Company |
| Transfer date | 17-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and JP Morgan Nominees (Australia) Limited |
| Transfer date | 10-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by Midday. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and HSBC Bank PLC A/C Gulf, London |
| Transfer date | 5-Jun-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and DrKW, United Kingdom |
| Transfer date | 28-Jun-2017 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and The Northern Trust Company |
| Transfer date | 28-Jun-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and JPM Chase Bank, London |
| Transfer date | 05-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and Bank of New York Mellon |
| Transfer date | 09-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and Morgan Stanley & Co International PLC |
| Transfer date | 10-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and RBC Dexia Investor Services Trust. |
| Transfer date | 11-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and State Street Trust and Banking Company |
| Transfer date | 16-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
$\mathcal{L}_{\mathcal{A}}$
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) and Citigroup Global Markets Limited |
| Transfer date | 18-Jul-2017 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Overseas Securities Lending Agreement |
|---|
| Credit Suisse Securities (Europe) and Goldman Sachs International Limited |
| 18-Jul-2017 |
| Borrower |
| Yes |
| Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| N/A |
| Yes |
| At Will |
| Yes |
| With 4 business days prior notice or earlier upon agreement |
| Yes |
| If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and Deutsche Bank AG |
| Transfer date | 8-Jun-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No. |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and State Street Bank and Trust and Company |
| Transfer date | 4-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
Prescribed information
| Overseas Securities Lending Agreement |
|---|
| Credit Suisse Securities (USA) LLC Limited and BlackRock Institutional Trust Company |
| 6-Jul-2018 |
| Borrower |
| No |
| N/A |
| N/A |
| Yes |
| With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Yes |
| With 4 business days prior notice or earlier upon agreement. |
| Yes |
| If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Citibank N.A. |
| Transfer date | 18-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Goldman Sachs Agency Lending |
| Transfer date | 11-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Brown Brothers Harriman and Co. |
| Transfer date | 12-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No. |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and The Bank of New York Mellon |
| Transfer date | 5-Jul-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |