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INGHAMS GROUP LIMITED — Major Shareholding Notification 2018
Sep 25, 2018
65128_rns_2018-09-25_8103be4b-0dbc-4d92-848b-1ec8e7d58cfa.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Inghams Group Ltd |
|---|---|
| ACN/ARSN | ACN 162 709 506 |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | |||
|---|---|---|---|---|
| ACN/ARSN (if applicable) | 008 496 713 | |||
| The holder ceased to be a substantial holder on | 20-Sep-2018 | |||
| The previous notice was given to the company on | 07-Sep-2018 | |||
| The previous notice was dated | 07-Sep-2018 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
i Nature of change (4) |
Consideration given I in relation to change (5) |
Class (6) and number Person's votes of securities affected |
I affected |
|---|---|---|---|---|---|
| See Annexure "A" |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
association Nature O |
|---|---|
| l N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Securities (USA) LLC | 11 Madison Avenue, New York, NY 10010 |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square, London, E14 4QJ |
| Credit Suisse Funds AG | Uetibergstrasse 231. Zurich, 8045 Switzerland |
capacity $\frac{1}{\text{date}}$
Company Secretary
26-Sep-2018
Signature
print name sign here
Lucy Repasky
Annexure "A"
2. Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of
the company or scheme, since the substantial holder was last required
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 05-Sep-2018 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure B of Notice |
-275,553 Common Stock |
$-275,553$ |
| 05-Sep-2018 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure B of Notice |
-20,000 Common Stock |
$-20,000$ |
| 05-Sep-2018 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure B of Notice |
-44,000 Common Stock |
$-44,000$ |
| 05-Sep-2018 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure B of Notice |
-50,000 Common Stock |
$-50,000$ |
| 10-Sep-2018 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure B of Notice |
-2,000,000 Common Stock |
$-2,000,000$ |
| 05-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-44,000 Common Stock |
$-44,000$ |
| 07-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-75,000 Common Stock |
$-75,000$ |
| 20-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-50,000 Common Stock |
$-50,000$ |
| 20-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-50,000 Common Stock |
$-50,000$ |
| 20-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-40,000 Common Stock |
$-40,000$ |
| 20-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-24,300 Common Stock |
$-24,300$ |
| 20-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-65,000 Common Stock |
$-65,000$ |
| 20-Sep-2018 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-40,000 Common Stock |
$-40,000$ |
| 07-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-14,300 Common Stock |
$-14,300$ |
| 07-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-80,000 Common Stock |
$-80,000$ |
| 07-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-37,600 Common Stock |
$-37,600$ |
| 07-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-15.100 Common Stock |
$-15,100$ |
| 07-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-40,000 Common Stock |
$-40,000$ |
| 10-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock borrowed under OSLA |
Refer to Annexure B of Notice |
30,400 Common Stock |
30,400 |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-182,200 Common Stock |
$-182,200$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-464,592 Common Stock |
$-464.592$ |
|---|---|---|---|---|---|
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-500,000 Common Stock |
$-500,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-120,000 Common Stock |
$-120,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-350,000 Common Stock |
$-350,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-200,000 Common Stock |
$-200,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-50,000 Common Stock |
$-50,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-59.000 Common Stock |
$-59.000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-90,000 Common Stock |
$-90,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-50,000 Common Stock |
$-50,000$ |
| 20-Sep-2018 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure B of Notice |
-500,000 Common Stock |
$-500,000$ |
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Company Secretary Lucy Repasky capacity 26-Sep-2018 $\overline{date}$ sign here
Annexure "B"
This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | |||
|---|---|---|---|---|
| print name | Lucy Repasky | capacity | Company Secretary | |
| sign here | date | 26-Sep-2018 | ||
| Prescribed information | |
|---|---|
| Schedule | |
| Type of | Australian Securities Lending Agreement |
| Parties to | Credit Suisse Equities (Australia) Limited and Macquarie Bank Limited |
| Transfer date | 10-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | Early return is subject to the lender's acceptance |
| Does the lender have the right to recall early? | Yes |
| ∣lf yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of | Australian Securities Lending Agreement |
| Parties to | Credit Suisse Equities (Australia) Limited and State Street Bank and Trust Company |
| Transfer date | 5-Sep-18 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and JP Morgan Nominees (Australia) Limited |
| Transfer date | 5-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by Midday. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and Bank of New York Mellon |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and JPM Chase Bank, London |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of | Overseas Securities Lending Agreement |
| Parties to | Credit Suisse Securities (Europe) Limited and RBC Investor Services Trust - Trust Assets |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse (Europe) Limited and State Street Bank and Trust Company |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of | Overseas Securities Lending Agreement |
| Parties to | Credit Suisse Securities (USA) LLC Limited and Brown Brothers Harriman and Co. |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of | Overseas Securities Lending Agreement |
| Parties to | Credit Suisse Securities (USA) LLC Limited and Goldman Sachs Agency Lending |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and State Street Bank and Trust and Company |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and The Bank of New York Mellon |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and BlackRock Institutional Trust Company |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and ESEC Lending |
| Transfer date | 10-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will, unless Borrower and Lender agree to the contrary. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC Limited and Citibank N.A. |
| Transfer date | 20-Sep-2018 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier upon agreement |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |