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INGENIA COMMUNITIES GROUP — Major Shareholding Notification 2020
Feb 27, 2020
65125_rns_2020-02-27_674ed52b-fc2c-4528-836b-f0cf661eb846.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme INGENIA COMMUNITIES GROUP ACN/ARSN ACN 154 444 925
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713
The holder ceased to be a substantial holder on 25-Feb-2020 The previous notice was given to the company on 26-Feb-2020 The previous notice was dated 26-Feb-2020
2. Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24-Feb-20 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-1,280,000 Stapled Securities |
-1,280,000 |
| 24-Feb-20 | Credit Suisse Equities (Australia) Limited |
Stock borrowed under ASLA |
Refer to Annexure A of Notice |
1,280,000 Stapled Securities |
1,280,000 |
| 25-Feb-20 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure A of Notice |
-2,600,000 Stapled Securities |
-2,600,000 |
| 25-Feb-20 | Credit Suisse Equities (Australia) Limited |
Stock borrowed under ASLA |
Refer to Annexure A of Notice |
1,000,000 Stapled Securities |
1,000,000 |
| 25-Feb-20 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-4,471,036 Stapled Securities |
-4,471,036 |
| 25-Feb-20 | Credit Suisse Securities (USA) LLC |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-1,700,000 Stapled Securities |
-1,700,000 |
| 25-Feb-20 | Credit Suisse Securities (Europe) Limited |
Stock returned under OSLA |
Refer to Annexure A of Notice |
-14,000,000 Stapled Securities |
-14,000,000 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
Name Address Credit Suisse Holdings (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia (ACN 008 496 713)
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| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square,London,E14 4QJ |
| Credit Suisse Funds AG | Uetlibergstrasse 231,Zurich,8070 Switzerland |
| Credit Suisse Securities(USA)LLC | 11 Madison Avenue,New York,NY 10010 |
| Signature print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 28-Feb-2020 |
==> picture [67 x 23] intentionally omitted <==
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Annexure "A"
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 28-Feb-2020 |
==> picture [67 x 24] intentionally omitted <==
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and |
| State Street Bank and Trust Company | |
| Transfer date | 25-Feb-2020 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and |
| JPMorgan Chase Bank, Australia | |
| Transfer date | 25-Feb-2020 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 7 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 2 business days prior to a notice by |
| Midday. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and |
| BlackRock Institutional Trust Company | |
| Transfer date | 25-Feb-2020 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | With 4 business days prior notice, unless |
| Borrower and Lender agree to the contrary. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and |
| Citibank N.A. | |
| Transfer date | 25-Feb-2020 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (Europe) Limited and |
| JPM Chase Bank | |
| Transfer date | 25-Feb-2020 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| If yes, detail | Voting rights to be exercised in accordance |
| with lender’s instructions provided such | |
| instructions are received 7 days prior. | |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
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