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INGENIA COMMUNITIES GROUP Major Shareholding Notification 2020

Feb 27, 2020

65125_rns_2020-02-27_674ed52b-fc2c-4528-836b-f0cf661eb846.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme INGENIA COMMUNITIES GROUP ACN/ARSN ACN 154 444 925

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713

The holder ceased to be a substantial holder on 25-Feb-2020 The previous notice was given to the company on 26-Feb-2020 The previous notice was dated 26-Feb-2020

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of
change (4)
Consideration given
in relation to change
(5)
Class (6) and
number of securities
affected
Person's votes
affected
24-Feb-20 Credit Suisse Equities
(Australia) Limited
Stock returned
under ASLA
Refer to Annexure A
of Notice
-1,280,000 Stapled
Securities
-1,280,000
24-Feb-20 Credit Suisse Equities
(Australia) Limited
Stock borrowed
under ASLA
Refer to Annexure A
of Notice
1,280,000 Stapled
Securities
1,280,000
25-Feb-20 Credit Suisse Equities
(Australia) Limited
Stock returned
under ASLA
Refer to Annexure A
of Notice
-2,600,000 Stapled
Securities
-2,600,000
25-Feb-20 Credit Suisse Equities
(Australia) Limited
Stock borrowed
under ASLA
Refer to Annexure A
of Notice
1,000,000 Stapled
Securities
1,000,000
25-Feb-20 Credit Suisse Securities
(USA) LLC
Stock returned
under OSLA
Refer to Annexure A
of Notice
-4,471,036 Stapled
Securities
-4,471,036
25-Feb-20 Credit Suisse Securities
(USA) LLC
Stock returned
under OSLA
Refer to Annexure A
of Notice
-1,700,000 Stapled
Securities
-1,700,000
25-Feb-20 Credit Suisse Securities
(Europe) Limited
Stock returned
under OSLA
Refer to Annexure A
of Notice
-14,000,000 Stapled
Securities
-14,000,000

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address Credit Suisse Holdings (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia (ACN 008 496 713)

1

CS Third Nominees Pty Limited (ACN 007
053 849)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (Europe) Limited
(ARBN 099554131)
One Cabot Square,London,E14 4QJ
Credit Suisse Funds AG Uetlibergstrasse 231,Zurich,8070 Switzerland
Credit Suisse Securities(USA)LLC 11 Madison Avenue,New York,NY 10010
Signature
print name
sign here
Winston Loke
capacity
Authorised Signatory
date
28-Feb-2020

==> picture [67 x 23] intentionally omitted <==

2

Annexure "A"

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature
print name
sign here
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Winston Loke
capacity
Authorised Signatory
date
28-Feb-2020

==> picture [67 x 24] intentionally omitted <==

3

Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
State Street Bank and Trust Company
Transfer date 25-Feb-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

4

Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
JPMorgan Chase Bank, Australia
Transfer date 25-Feb-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 2 business days prior to a notice by
Midday.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

5

Prescribed information

Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (USA) LLC and
BlackRock Institutional Trust Company
Transfer date 25-Feb-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 4 business days prior notice, unless
Borrower and Lender agree to the contrary.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

6

Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (USA) LLC and
Citibank N.A.
Transfer date 25-Feb-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

7

Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited and
JPM Chase Bank
Transfer date 25-Feb-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

8