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INGENIA COMMUNITIES GROUP Major Shareholding Notification 2018
65125_rns_2018-11-13_5f24dd29-4cf5-4113-8473-bce04e4f8905.pdf
Major Shareholding Notification
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Ellerston Capital Limited ABN 34 110 397 674 AFSL No. 283 000
Level 11, 179 Elizabeth Street Sydney NSW 2000 Phone +612 9021 7797 Fax +612 9261 0528 www.ellerstoncapital.com
TO: The Manager, Company Announcements, ASX
FAX No:
FROM: Ellerston Capital Limited
DATE: 14/11/2018
NO. OF PAGES (Including this page)
Dear Manager
RE: Ingenia Communities Group (comprising Ingenia Communities Holdings Limited, Ingenia Communities management Trust & Ingenia Communities Fund) - Form 604
We attach our notice of a change in substantial holding (Form 604) in respect of Ingenia Communities Group (comprising Ingenia Communities Holdings Limited, Ingenia Communities management Trust & Ingenia Communities Fund).
We note that the shares reported in this Form are owned by third party accounts under the discretionary investment management of Ellerston Capital Limited.
None of Ellerston Capital Limited, nor any of its shareholders or any of their associates hold a direct interest in any shares disclosed in this Form.
9
Yours sincerely,
Gullally
lan Kelly Company Secretary Ellerston Capital Limited
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Ingenia Communities Group (comprising Ingenia Communities Holdings Limited, Ingenia Communities management Trust & Ingenia Communities Fund) | ||||
|---|---|---|---|---|---|
| ACN/ARSN/ARBN | 107 459 576, 122 928 410 & 154 444 925 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Ellerston Capital Limited (Primary Person), and its associates being those persons listed in Annexure B | ||||
| ACN/ARSN (if applicable) | ACN 110 397 674 | ||||
| There was a change in the interests of the substantial holder on |
9/11/2018 | ||||
| The previous notice was given to the company on | 27/06/2018 | ||||
| The previous notice was dated | 27/06/2018 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous Notice | Present Notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Securities | 13,548,827 | 6.51% | 12,288,254 | 5.30% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | See Annexure A | See Annexure A | See Annexure A | See Annexure A | See Annexure A |
Note, all transactions took place on a prescribed financial market (ASX or ChiX)
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of Securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Primary Person | HSBC Custody Nominees (Australia) Limited |
HSBC Custody Nominees (Australia) Limited |
In respect of 12,288,254 Securities shares held by HSBC Custody Nominees (Australia) Limited as nominee under s608(1)(b) and (c) by having the power to control voting and disposal. |
12,288,254 Securities |
5.30% |
5. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| IN/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See annexures | The Substantial Shareholder - c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 |
| The entities listed in Annexure $B - cI$ - Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 | |
| Ingenia Communities Group (comprising Ingenia Communities Holdings Limited, Ingenia Communities Imanagement Trust & Ingenia Communities Fund) |
Level 9, 115 Pitt Street, SYDNEY, NSW, 2000 |
Signature
$\sim$
| print name | capacity | Company Secretary | |
|---|---|---|---|
| sign here | date | 14/11/2018 |
$\sigma_{\rm c}$ and $\sigma_{\rm c}$
Ingenia Communities Group (comprising Ingenia Communities Holdings Limited, Ingenia Communities management Trust &
Ingenia Communities Fund) 107 459 576, 122 928 410 & 154 444 925
This is Annexure A of 1 pages referred to in Form Form 604 Change of interests of substantial holder.
| Signature | ||
|---|---|---|
| print name | capacity | Company Secretary |
| sign here | date | 14/11/2018 |
| Date of Change | Person whose relevant interest changed |
Natures of change (4) relation to change (5) securities affected | Consideration give in $\vert$ Class (6) and number of | Persons's votes affected |
|
|---|---|---|---|---|---|
| 14/11/2018 | Primary Person | Sell | \$292,922.00 | 97,129 Securities | 97,129 |
| 13/11/2018 | Primary Person | Sell | \$96,014.00 | 31,870 Securities | 31,870 |
| 12/11/2018 | Primary Person | Sell | \$213,081.00 | 70,690 Securities | 70,690 |
| 9/11/2018 | Primary Person | Sell | \$3,215,159.00 | 1,089,860 Securities | 1,089,860 |
| 7/11/2018 | Primary Person | Buy | \$1,135.00 | 401 Securities | 401 |
| 6/11/2018 | Primary Person | Buy | \$34,210.00 | 12,071 Securities | 12,071 |
| 2/11/2018 | Primary Person | Buy | \$3,255.00 | 1,154 Securities | 1,154 |
| 1/11/2018 | Primary Person | Buy | \$49,447.00 | 17,464 Securities | 17,464 |
| 31/10/2018 | Primary Person | Buy | \$86,454.00 | 29,979 Securities | 29,979 |
| 30/10/2018 | Primary Person | Buy | \$28,366.00 | 9,863 Securities | 9,863 |
| 29/10/2018 | Primary Person | Buy | \$598,817.00 | 206,931 Securities | 206,931 |
| 26/10/2018 | Primary Person | Buy | \$496,547.00 | 169,893 Securities | 169,893 |
| 25/10/2018 | Primary Person | Buy | \$110,489.00 | 37,387 Securities | 37,387 |
| 24/10/2018 | Primary Person | Buy | \$6.00 | 2 Securities | 2 |
| 23/10/2018 | Primary Person | Buy | \$237,660.00 | 79,469 Securities | 79,469 |
| 22/10/2018 | Primary Person | Buy | \$57,941.00 | 19,060 Securities | 19,060 |
| 19/10/2018 | Primary Person | Sell | \$696,839.00 | 228,482 Securities | 228,482 |
| 18/10/2018 | Primary Person | Buy | \$30.00 | 10 Securities | 10 |
| 17/10/2018 | Primary Person | Sell | \$421,204.00 | 140,963 Securities | 140,963 |
| 16/10/2018 | Primary Person | Sell | \$332,497.00 | 111,661 Securities | 111,661 |
| 15/10/2018 | Primary Person | Buy | \$102,044.00 | 34,737 Securities | 34,737 |
| 12/10/2018 | Primary Person | Buy | \$174,368.00 | 59,277 Securities | 59,277 |
| 11/10/2018 | Primary Person | Buy | \$151,316.00 | 51,599 Securities | 51,599 |
| 10/10/2018 | Primary Person | Sell | \$1,016,721.00 | 339,047 Securities | 339,047 |
| 9/10/2018 | Primary Person | Buy | \$29,963.00 | 10,027 Securities | 10,027 |
| 8/10/2018 | Primary Person | Sell | \$1,831,073.00 | 613,451 Securities | 613,451 |
| Date of Change | Person whose relevant interest changed |
Natures of change (4) relation to change (5) securities affected | Consideration give in Class (6) and number of | Persons's votes affected |
|
|---|---|---|---|---|---|
| 5/10/2018 | Primary Person | Buy | \$21,020.00 | 7,055 Securities | 7,055 |
| 4/10/2018 | Primary Person | Buy | \$36,031.00 | 12,100 Securities | 12,100 |
| 3/10/2018 | Primary Person | Buy | \$100,482.00 | 33,728 Securities | 33,728 |
| 2/10/2018 | Primary Person | Buy | \$39,547.00 | 13,259 Securities | 13,259 |
| 1/10/2018 | Primary Person | Buy | \$43,349.00 | 14,516 Securities | 14,516 |
| 28/09/2018 | Primary Person | Buy | \$200,975.00 | 67,200 Securities | 67,200 |
| 27/09/2018 | Primary Person | Buy | \$83,493.00 | 27,854 Securities | 27,854 |
| 26/09/2018 | Primary Person | Buy | \$144,524.00 | 48,459 Securities | 48,459 |
| 25/09/2018 | Primary Person | Sell | \$606,199.00 | 201,631 Securities | 201,631 |
| 24/09/2018 | Primary Person | Buy | \$7,188.00 | 2,397 Securities | 2,397 |
| 21/09/2018 | Primary Person | Sell | \$279,990.00 | 91,571 Securities | 91,571 |
| 20/09/2018 | Primary Person | Sell | \$1,681,674.00 | 562,339 Securities | 562,339 |
| 19/09/2018 | Primary Person | Sell | \$55,531.00 | 18,585 Securities | 18,585 |
| 18/09/2018 | Primary Person | Buy | \$18,480.00 | 6,208 Securities | 6,208 |
| 17/09/2018 | Primary Person | Buy | \$78,549.00 | 26,601 Securities | 26,601 |
| 14/09/2018 | Primary Person | Buy | \$206,438.00 | 69,342 Securities | 69,342 |
| 13/09/2018 | Primary Person | Buy | \$93,680.00 | 31,278 Securities | 31,278 |
| 12/09/2018 | Primary Person | Buy | \$65,003.00 | 21,685 Securities | 21,685 |
| 11/09/2018 | Primary Person | Buy | \$26,310,634.00 | 8,770,358 Securities | 8,770,358 |
| 10/09/2018 | Primary Person | Buy | \$24,952.00 | 8,323 Securities | 8,323 |
| 7/09/2018 | Primary Person | Buy | \$140,745.00 | 46,904 Securities | 46,904 |
| 6/09/2018 | Primary Person | Buy | \$13,305.00 | 4,435 Securities | 4,435 |
| 5/09/2018 | Primary Person | Sell | \$44,281.00 | 14,635 Securities | 14,635 |
| 4/09/2018 | Primary Person | Buy | \$36,373.00 | 12,181 Securities | 12,181 |
| 3/09/2018 | Primary Person | Buy | \$172,123.00 | 58,120 Securities | 58,120 |
| 31/08/2018 | Primary Person | Buy | \$283,168.00 | 94,179 Securities | 94,179 |
| 30/08/2018 | Primary Person | Buy | \$1,470,916.00 | 488,688 Securities | 488,688 |
| 29/08/2018 | Primary Person | Buy | \$38,124.00 | 12,709 Securities | 12,709 |
| 28/08/2018 | Primary Person | Buy | \$38,663.00 | 12,895 Securities | 12,895 |
| 27/08/2018 | Primary Person | Buy | \$30,602.00 | 10,200 Securities | 10,200 |
| 24/08/2018 | Primary Person | Buy | \$16,942.00 | 5,578 Securities | 5,578 |
| 23/08/2018 | Primary Person | Sell | \$482,992.00 | 156,098 Securities | 156,098 |
| 22/08/2018 | Primary Person | Buy | \$1,801,266.00 | 591,242 Securities | 591,242 |
| 21/08/2018 | Primary Person | Buy | \$632,068.00 | 210,456 Securities | 210,456 |
| Date of Change | Person whose relevant interest changed |
Natures of change (4) relation to change (5) securities affected | Consideration give in Class (6) and number of | Persons's votes affected |
|
|---|---|---|---|---|---|
| 20/08/2018 | Primary Person | Sell | \$42,921.00 | 13,709 Securities | 13,709 |
| 17/08/2018 | Primary Person | Buy | \$33,380.00 | 10,742 Securities | 10,742 |
| 16/08/2018 | Primary Person | Sell | \$3,120.00 | 1,000 Securities | 1,000 |
| 15/08/2018 | Primary Person | Buy | \$5,897.00 | 1,902 Securities | 1,902 |
| 14/08/2018 | Primary Person | Sell | \$93,590.00 | 30,045 Securities | 30,045 |
| 13/08/2018 | Primary Person | Sell | \$787,326.00 | 254,134 Securities | 254,134 |
| 10/08/2018 | Primary Person | Buy | \$69,916.00 | 22,545 Securities | 22,545 |
| 9/08/2018 | Primary Person | Buy | \$10,434.00 | 3,357 Securities | 3,357 |
| 8/08/2018 | Primary Person | Sell | \$745,108.00 | 239,237 Securities | 239,237 |
| 6/08/2018 | Primary Person | Buy | \$81,510.00 | 26,442 Securities | 26,442 |
| 3/08/2018 | Primary Person | Buy | \$73,377.00 | 23,791 Securities | 23,791 |
| 2/08/2018 | Primary Person | Sell | \$308,712.00 | 99,200 Securities | 99,200 |
| 1/08/2018 | Primary Person | Buy | \$23,695.00 | 7,600 Securities | 7,600 |
| 31/07/2018 | Primary Person | Buy | \$31,627.00 | 10,169 Securities | 10,169 |
| 30/07/2018 | Primary Person | Sell | \$66,074.00 | 21,214 Securities | 21,214 |
| 27/07/2018 | Primary Person | Sell | \$881,708.00 | 283,909 Securities | 283,909 |
| 26/07/2018 | Primary Person | Sell | \$369,209.00 | 119,341 Securities | 119,341 |
| 25/07/2018 | Primary Person | Sell | \$1,144,116.00 | 369,138 Securities | 369,138 |
| 24/07/2018 | Primary Person | Sell | \$273,971.00 | 87,816 Securities | 87,816 |
| 23/07/2018 | Primary Person | Sell | \$576,046.00 | 184,032 Securities | 184,032 |
| 20/07/2018 | Primary Person | Buy | \$1,933,018.00 | 623,423 Securities | 623,423 |
| 19/07/2018 | Primary Person | Buy | \$31,090.00 | 9,946 Securities | 9,946 |
| 18/07/2018 | Primary Person | Buy | \$183,957.00 | 58,585 Securities | 58,585 |
| 17/07/2018 | Primary Person | Buy | \$36,573.00 | 11,741 Securities | 11,741 |
| 13/07/2018 | Primary Person | Sell | \$129,034.00 | 40,769 Securities | 40,769 |
| 12/07/2018 | Primary Person | Sell | \$1,798.00 | 562 Securities | 562 |
| 11/07/2018 | Primary Person | Sell | \$516,647.00 | 161,568 Securities | 161,568 |
| 6/07/2018 | Primary Person | Buy | \$141.00 | 46 Securities | 46 |
| 3/07/2018 | Primary Person | Sell | \$337,208.00 | 108,427 Securities | 108,427 |
| 29/06/2018 | Primary Person | Buy | \$308,419.00 | 101,147 Securities | 101,147 |
| 28/06/2018 | Primary Person | Buy | \$824,522.00 | 270,397 Securities | 270,397 |
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T
Ingenia Communities Group (comprising Ingenia Communities Holdings Limited, Ingenia Communities management Trust & Ingenia Communities Fund) 107 459 576, 122 928 410 & 154 444 925
This is Annexure B of 3 pages referred to in Form Form 604 Change of interests of substantial holder.
Signature
Company IAN KELLY
IMMelly print name capacity Secretary date sign here 14/11/2018
The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person that controls a related body corporate of the Principal Person and so an associate of the Primary Person under section 12(2)(a) of the Corporations Act, and therefore a substantial holder in the Company.
| PARTY/ENTITY NAME | AUSTRALIAN |
|---|---|
| COMPANY | |
| Arctic Capital Ltd | |
| Australian Fluorine Chemicals Pty Ltd | 000 333 684 |
| Bareage Pty Ltd | 060 526 865 |
| BSI Blue Sky International Ltd. (BVI) | |
| BSI Blue Sky International Ltd. (Mauritius) | |
| Buttermilk Properties LLC | |
| Cairnton Pty Ltd | 001 735 075 |
| Cairnton Holdings Limited | 008 394 134 |
| Captwo Pty Ltd | 091 030 929 |
| Casthree Pty Ltd | 084 494 619 |
| Castwo Pty Ltd | 084 494 520 |
| Cavalane Holdings Pty Ltd | 080 695 754 |
| CBG Holding Company Pty Limited | 163 161 420 |
| Chermon Pty Ltd | 123 039 305 |
| Conpress (Hong Kong) Ltd | |
| Conpress (Malaysia) Sdn Bhd | |
| Conpress Cayman, LDC | |
| Conpress Cayman II, LDC | |
| Conpress Cayman III, LDC | |
| Conpress Christchurch Pty Ltd | |
| Conpress Finance BV | |
| Conpress Holdings Pty Ltd | 088 047 974 |
| Conpress International Finance | |
| Conpress International (Netherlands Antilles) NV | |
| Conpress International (Netherlands Antilles) II NV | |
| Conpress Mauritius Limited | |
| Conpress Securities Pty Limited Consolidated Custodians International Ltd |
160 602 853 |
| Consolidated Custodians Pty Ltd | 008 394 492 |
| Consolidated Gaming Pty Ltd | 071 513 409 |
| Consolidated Press (Finance) LLC | |
| Consolidated Press (Finance) Pty Ltd | 001 557 035 |
| Consolidated Press (Finance) Il Pty Ltd | 603 295 834 |
| Consolidated Press (Finance) III Pty Ltd | 604 881 030 |
| Consolidated Press Entertainment Pty Ltd | 070 506 606 |
| Consolidated Press Financial Services Pty Ltd | 008 457 869 |
| Consolidated Press Holdings (North America) LLC | |
| Consolidated Press Holdings Pty Ltd | 008 394 509 |
| Consolidated Press International Limited | |
| Consolidated Press International Holdings Limited | |
| Consolidated Press Investments Pty Ltd | 000 089 118 |
| Consolidated Press Property Pty Ltd | 004 160 703 |
| PARTY/ENTITY NAME | AUSTRALIAN COMPANY |
|---|---|
| Cairnton Holdings Bahamas Limited | |
| C.P. International Investments Ltd | |
| C.P. International Management Services Limited | |
| C.P. International Resources Ltd | |
| C.P. International Securities Ltd | |
| CPH Barbuda Holdings Limited | |
| CPH Capital Pty Ltd | 096 130 899 |
| CPH Crown Holdings Pty Limited | 603 296 804 |
| CPH Direct Investments Pty Ltd | 122 328 652 |
| CPH Gaming I Pty Limited | 603 295 674 |
| CPH Gaming II Pty Limited | 603 295 923 |
| CPH Gaming III Pty Limited | 603 296 162 |
| CPH Gaming IVA Pty Limited | 603 296 537 |
| CPH Gaming IVB Pty Limited | 603 296 546 |
| CPH (Ellerston Leisure) Holdings Pty Limited | 608 726 334 |
| CPH Property Pty Limited | 000 031 747 |
| CPH S.One Holdings Pty Limited | 603 297 927 |
| CPH S.One I Pty Limited | 603 297 310 |
| CPH Zhaopin Holdings Pty Limited | 603 298 719 |
| CPH Zhaopin Holdings I Pty Limited | 603 298 344 |
| CPH Zillow Holdings Pty Limited | 603 300 090 |
| CPH Zillow Holdings I Pty Limited | 603 299 074 |
| CPIL Two Limited | |
| DCE America Inc. | |
| ECS Investment Partners Pty Ltd | 166 264 375 |
| Ellerstina Inversiones (Malaysia) Sdn Bhd | |
| Ellerstina Inversiones SA | |
| Ellerston Asian Emerging Opportunities Fund | |
| Ellerston Australian Ex-Top 20 Fund | |
| Ellerston Australian Small Companies Fund | |
| Ellerston Australian Share Fund | |
| Ellerston Australian Market Neutral Fund | |
| Ellerston Capital Limited | 110 397 674 |
| Ellerston Capital (Europe) Limited | |
| Ellerston Capital (Hong Kong) Limited | |
| Ellerston Capital (Resources No.1) Limited | |
| Ellerston Global Equity Managers Offshore Fund | |
| Ellerston Global Equity Managers Fund | |
| Ellerston India Fund | |
| Ellerston MicroCap Fund | |
| Ellerston Opportunities Pty Ltd | 150 851 666 |
| Ellerston Overlay ASF | |
| Ellerston Special Opportunities Platform | |
| Hoyts Cinemas America Limited | |
| Hoyts Cinemas Argentina Limited | |
| Hoyts Cinemas Chile Limited | |
| Hoyts Cinemas Operations Pty Ltd | 006 530 347 |
| Hoyts Cinemas Overseas Holdings Sdn Bhd | |
| Hoyts Cinemas Polska sp Zoo | |
| Hoyts Emerging Territories Ltd | |
| Hoyts Overseas Operations Sdn Bhd | |
| HUSH Holdings Company Inc | |
| HUSH Holding Subsidiary Inc | |
| HUSH Holdings US Inc | |
| Hyde Park Gardens (Jersey) Limited | |
| Jaslib Pty Ltd | 065 059 458 |
| Jasopt Pty Ltd | 065 064 164 |
| Lutrust Pty Limited | 088 937 428 |
| Magenta Investments Ltd |
| PARTY/ENTITY NAME | AUSTRALIAN |
|---|---|
| COMPANY | |
| Manoc Developments Pty Ltd | 137 556 524 |
| MRED Holdings Limited | |
| MRED Limited | |
| Murray Leisure Group Pty Limited | 000 090 273 |
| Murray Publishers Pty Limited | 000 067 998 |
| Nicarby Pty Ltd | 086 715 362 |
| Northeast Cinemas, L.L.C. | |
| Northeast Cinemas (Connecticut) L.L.C. | |
| Northeast Cinemas (Maryland) L.L.C. | |
| Northkom Pty Ltd | 082 885 961 |
| Northkom I Pty Limited | 604 022 899 |
| Northkom Bahamas Limited | |
| Nova One Limited | |
| Nova Two Limited | |
| Occam Partners Fund LP | |
| Park Street Partners Cayman II Limited | |
| Park Street SPV 1 (Cayman) Limited | |
| Raystonel Pty Limited | 123 039 270 |
| Ridgegate Proprietary Limited | 058 139 923 |
| Rosgrove Pty Limited | 051 649 560 |
| S.One Holding Company Pty Limited | 601 640 215 |
| Samenic Pty Limited | 066 234 900 |
| Savabow Pty Ltd | 084 712 774 |
| SBC Burlington Corp | |
| ScrumPac Pty Ltd | 602 375 253 |
| Silthree Pty Ltd | 084 494 575 |
| Siltwo Pty Ltd | 084 494 495 |
| Silver City Cinemas, Inc. | |
| Silver City Holdings, Inc. | |
| Taringah Pty Ltd | 105 268 862 627 444 464 |
| Tastee Shears Holdings Pty Limited | 056 229 728 |
| Toranaga Pty Ltd | 002 348 503 |
| Toray Pty Ltd West Buttermilk Holdings VIII LLC |
|
| Wilbur Holdings Limited | |
| Wilbur One Limited | |
| Wakefield Bahamas Limited | |
| Western Empire Publications Ltd | |
| Wooltech Pty Limited | 010 717 441 |