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InfuSystem Holdings, Inc — Director's Dealing 2014
Apr 8, 2014
33639_dirs_2014-04-08_72dca0a9-e8f9-4c82-b92e-01826308426d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: InfuSystem Holdings, Inc (INFU)
CIK: 0001337013
Period of Report: 2013-08-29
Reporting Person: DREYER DAVID C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-05 | Common Stock | M | 100000 | $2.25 | Acquired | 215000 | Direct |
| 2014-04-05 | Common Stock | F | 87503 | $2.754 | Disposed | 127497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-29 | Stock Option (Right to Buy) | $2.25 | A | 25000 | Acquired | 2015-08-29 | Common Stock (25000) | Direct |
| 2014-04-05 | Stock Option (Right to Buy) | $2.25 | M | 100000 | Disposed | 2014-04-24 | Common Stock (100000) | Direct |
Footnotes
F1: Reflects the number of shares surrendered in connection with the cashless exercise of the option and tax withholding obligations for the exercised option.
F2: The option, representing the right to purchase a total of 100,000 shares, became exercisable in twelve equal monthly installments following the April 24, 2012 date of grant.
F3: The option, representing the right to purchase a total of 25,000 shares, becomes exercisable in twelve equal monthly installments following the August 29, 2013 date of grant.
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