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InfuSystem Holdings, Inc — Director's Dealing 2013
Apr 1, 2013
33639_dirs_2013-04-01_0b7484e7-40ac-4d4f-adc3-f090ad8a85e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: InfuSystem Holdings, Inc (INFU)
CIK: 0001337013
Period of Report: 2013-04-01
Reporting Person: Steen Eric K (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Inducement Stock Option (right to buy) | $1.75 | A | 300000 | Acquired | 2023-04-01 | Common Stock (300000) | Direct |
| 2013-04-01 | Inducement Stock Option (right to buy) | $2.75 | A | 400000 | Acquired | 2023-04-01 | Common Stock (400000) | Direct |
Footnotes
F1: The options vest in accordance with the terms of the Inducement Stock Option Agreement by and between InfuSystem Holdings, Inc. and Eric K. Steen, dated as of April 1, 2013 (the "Inducement Stock Option Agreement"). The options will vest over a four year period, with 25% vesting on the first anniversary of the grant date, and the remaining 75% vesting ratably over the next 36 months.
F2: Mr. Steen was awarded the options in connection with his appointment as the new Chief Executive Officer.
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