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InfuSystem Holdings, Inc — Director's Dealing 2011
Dec 6, 2011
33639_dirs_2011-12-06_8288015e-ada0-4bd7-a2d8-2e7e7f029aab.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: InfuSystem Holdings, Inc (INFU)
CIK: 0001337013
Period of Report: 2011-11-29
Reporting Person: KLEINHEINZ CAPITAL PARTNERS, INC. (Member of 10% owner group)
Reporting Person: Kleinheinz Capital Partners LDC (Member of 10% owner group)
Reporting Person: KLEINHEINZ JOHN B (Member of 10% owner group)
Reporting Person: GLOBAL UNDERVALUED SECURITIES MASTER FUND LP (Member of 10% owner group)
Reporting Person: GLOBAL UNDERVALUED SECURITIES FUND LP (Member of 10% owner group)
Reporting Person: Global Undervalued Securities Fund QP L P (Member of 10% owner group)
Reporting Person: Global Undervalued Securities Fund Ltd (Member of 10% owner group)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1861480 | Indirect |
Footnotes
F1: Represents shares of common stock ("Common Stock") of Infusystem Holdings, Inc. (the "Issuer") directly beneficially owned by Global Undervalued Securities Master Fund, L.P. ("Global Master").
F2: On December 6, 2011, Kleinheinz Capital Partners, Inc. ("Kleinheinz Capital"), Kleinheinz Capital Partners LDC ("LDC"), Global Undervalued Securities Fund, L.P. ("Global, L.P."), Global Undervalued Securities Fund (QP), L.P. ("Global QP"), Global Undervalued Securities Fund, Ltd. ("Global Ltd."), Global Master, and John B. Kleinheinz ("Mr. Kleinheinz", and collectively with Kleinheinz Capital, LDC, Global, L.P., Global QP, Global Ltd. and Global Master, the "Reporting Persons") and certain other persons made a joint filing under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and, therefore, may be deemed to beneficially own Common Stock beneficially owned by the other persons in such joint filing. The Reporting Persons disclaim beneficial ownership of and any pecuniary interest in any shares of Common Stock beneficially owned by such other persons.
F3: This Form 3 and the filing hereof shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the Common Stock reported in Table 1, or that any Reporting Person is a member of a "group." This Form 3 does not reflect any Common Stock beneficially owned by any person other than the Reporting Persons.
F4: Mr. Kleinheinz, as the sole director and President of Kleinheinz Capital and as a director of LDC; Kleinheinz Capital, as the investment manager of Global, L.P., Global QP, Global Ltd. and Global Master; LDC, as the general partner of Global, L.P. and Global QP; Global, L.P., as a general partner of Global Master; Global QP, as a general partner of Global Master; and Global Ltd., as a general partner of Global Master, may in each case be deemed to be beneficial owners of the Common Stock reported herein for purposes of Rule 16a-1(a) of the Exchange Act. Mr. Kleinheinz, Kleinheinz Capital, LDC, Global, L.P., Global QP, and Global Ltd. disclaim any beneficial ownership of any Common Stock, except to the extent of any pecuniary interest therein.