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Information Services Group Inc. — Director's Dealing 2017
Nov 21, 2017
33415_dirs_2017-11-20_d55db3e5-5f91-4fe9-8d89-d55fc98cdd69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Information Services Group Inc. (III)
CIK: 0001371489
Period of Report: 2017-11-16
Reporting Person: RAINA KALPANA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-16 | Shares of Common Stock | S | 5000 | $4.01 | Disposed | 127859 | Direct |
| 2017-11-17 | Shares of Common Stock | S | 6000 | $4.00 | Disposed | 121859 | Direct |
| 2017-11-20 | Shares of Common Stock | S | 7000 | $4.04 | Disposed | 114859 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Common Stock | 157333 | Indirect |
Footnotes
F1: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units and deferred receipt of the related shares of common stock.
F2: Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $3.95 to $4.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3: Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $3.94 to $4.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F4: Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $4.02 to $4.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F5: Excludes 157,333 shares of common stock previously owned directly that were transferred to a wholly-owned limited liability company.