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Infineon Technologies AG

Earnings Release Feb 6, 2020

222_10-q_2020-02-06_f6f28340-e1df-4f7a-82a6-b57a8f14d728.pdf

Earnings Release

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Pr e s s Re l e a s e

Q1 FY 2020: revenue decline as predicted, Segment Result Margin developed positively, cost-reduction measures taking effect, outlook for 2020 fiscal year confirmed

  • Q1 FY 2020: Revenue of €1,916 million; Segment Result of €297 million; Segment Result Margin of 15.5 percent
  • Outlook for FY 2020: Based on an assumed exchange rate of US\$ 1.13 to the euro, revenue still expected to grow at 5 percent year-on-year (plus or minus 2 percentage points), with Segment Result Margin of about 16 percent at mid-point of revenue guidance. Investments of around 1.3 billion euros planned. Free cash flow in range of €500 to €700 million anticipated
  • Outlook for Q2 FY 2020: Based on an assumed exchange rate of US\$ 1.13 to the euro, quarter-on-quarter revenue growth of 5 percent (plus or minus 2 percentage points); Segment Result Margin of about 14 percent predicted at mid-point of revenue guidance
  • Cypress acquisition: Transaction expected to close towards the end of the current quarter or at the beginning of the following quarter

Neubiberg, Germany, 5 February 2020 – Infineon Technologies AG is today reporting results for the first quarter of the 2020 fiscal year (period ended 31 December 2019).

"Our well-diversified business performed robustly at the beginning of the fiscal year. Under difficult conditions, revenue fell in line with expectations. Our cost reduction measures are beginning to take effect. Those measures and several non-recurring factors caused the Segment Result to come in slightly better than expected," said Dr. Reinhard Ploss, CEO of Infineon. "Demand for the latest generation of our silicon microphones is growing dynamically. We are also seeing signs of improvement in individual areas such as the server business. Overall, however, we do not expect to see a broad based recovery of demand before the second half of the fiscal year. Our long-term growth drivers remain intact and we are making a crucial contribution to shaping the future of mobility and energy efficiency."

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

€ in millions (unless otherwise stated)
3 months 3 months year-on 3 months
ended sequential ended year ended
31 Dec 19 +/- in % 30 Sep 19 +/- in % 31 Dec 18
Revenue 1,916 (7) 2,062 (3) 1,970
Segment Result 297 (5) 311 (17) 359
Segment Result Margin (in %) 15.5% 15.1% 18.2%
Income from continuing operations 210 29 163 (17) 254
Loss from discontinued operations, net of income taxes +++ (2)
Net income 210 30 161 (17) 254
Basic earnings per share (in euro) attributable to
shareholders
of Infineon Technologies AG:1
Basic earnings per share (in euro) from continuing
operations
Basic earnings per share (in euro) from discontinued
operations
0.16
-
23
-
0.13
-
(27)
-
0.22
-
Basic earnings per share (in euro) 0.16 23 0.13 (27) 0.22
Diluted earnings per share (in euro) attributable to
shareholders
of Infineon Technologies AG:1
Diluted earnings per share (in euro) from continuing
operations
0.16 23 0.13 (27) 0.22
Diluted earnings per share (in euro) from discontinued
operations
- - - - -
Diluted earnings per share (in euro) 0.16 23 0.13 (27) 0.22
Adjusted earnings per share (in euro) – diluted1,2 0.17 (11) 0.19 (29) 0.24
Gross margin (in %) 37.0% 35.5% 39.5%
Adjusted gross margin3 (in %) 37.9% 36.3% 40.4%

1 The calculation for earnings per share and adjusted earnings per share is based on unrounded figures.

2 The reconciliation of net income to adjusted net income and adjusted earnings per share is presented on page 12.

3 The reconciliation of cost of goods sold to adjusted cost of goods sold and adjusted gross margin is presented on page 13.

With effect from the beginning of 2020 fiscal year, Infineon is applying IFRS 16 (Leases) using the modified retrospective approach. As a result, prior periods are not adjusted to the new accounting policy. Overall, the first-time application of this Standard has not had any material impact.

Group performance in the first quarter of the 2020 fiscal year

In the first three months of the 2020 fiscal year, revenue decreased by 7 percent from €2,062 million to €1,916 million quarter-on-quarter. In the Automotive (ATV), Industrial Power Control (IPC) and Power Management & Multimarket (PMM) segments, the decline was roughly in line with Group average. Revenue recorded by the Digital Security Solutions (DSS) segment was only slightly down.

The gross margin improved quarter-on-quarter from 35.5 percent to 37.0 percent. This includes acquisition-related depreciation and amortization as well as other expenses totaling €18 million, mainly relating to the acquisition of International

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

Rectifier. The adjusted gross margin improved from 36.3 percent to 37.9 percent. The first-quarter Segment Result amounted to €297 million, compared to €311 million in the final quarter of the preceding fiscal year. The Segment Result Margin increased from 15.1 percent to 15.5 percent. The improvement in gross margin and Segment Result Margin, despite lower revenue, was influenced by a positive non-recurring effect of approximately €36 million arising in connection with the refined allocation of centralized, production-related overhead costs across the various stages of the manufacturing process, thereby affecting the valuation of inventories of work in progress and finished goods. Excluding this exceptional factor, the Segment Result Margin would have been 13.6 percent.

The first-quarter non-segment result improved to a net loss of €31 million, compared to a net loss of €65 million for the previous three-month period. The first-quarter non-segment result included €18 million of cost of goods sold, €13 million of selling, general and administrative expenses and €1 million of research and development expenses. In addition, net other operating income amounting to €1 million arose in the first quarter.

Operating income increased from €246 million to €266 million quarter-on-quarter.

The financial result improved from a net expense of €18 million in the final quarter of the 2019 fiscal year to a net expense of €13 million in the first quarter of the 2020 fiscal year.

Income tax expense fell from €64 million to €43 million quarter-on-quarter.

Income from continuing operations amounted to €210 million, up from €163 million in the previous three-month period. Income from discontinued operations for the first quarter was nil, compared to a loss of €2 million reported for the final quarter of the previous fiscal year. Thus, first-quarter net income improved to €210 million, up from €161 million one quarter earlier.

Earnings per share from continuing operations for the period under report amounted to €0.16 (basic and diluted), compared to €0.13 in the previous quarter.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

First-quarter adjusted earnings per share1 (diluted) amounted to €0.17, down from €0.19 quarter-on-quarter.

Investments – which Infineon defines as the sum of purchases of property, plant and equipment, purchases of intangible assets, and capitalized development costs – amounted to €255 million in the first quarter of the 2020 fiscal year, down from €350 million in the preceding three-month period. Depreciation and amortization increased slightly from €244 million to €250 million quarter-onquarter. The figure for the first three months of the current fiscal year for the first time includes €13 million relating to the amortization of right-to-use assets following the adoption of IFRS 16, which governs the accounting treatment of leases.

First-quarter free cash flow2 from continuing operations was a negative amount of €86 million, compared to a positive amount of €334 million in the previous threemonth period. Net cash provided by operating activities from continuing operations amounted to €183 million, down from €682 million in the final quarter of the 2019 fiscal year, with the €499 million decrease mainly attributable to the change in working capital and the payout of variable annual remuneration components.

The gross cash position2 increased from €3,779 million at 30 September 2019 to €4,859 million at the end of the first quarter of the 2020 fiscal year. The net cash position2 rose from €2,223 million to €3,328 million over the same period. The increase in cash positions mainly reflected the receipt of proceeds on 1 October 2019 arising from the issue of a hybrid bond with a nominal value of €1.2 billion to refinance the planned acquisition of Cypress.

Outlook for the 2020 fiscal year excluding Cypress

Based on an assumed exchange rate of US\$ 1.13 to the euro and its current scope of business, Infineon continues to expect revenue growth of 5 percent (plus or minus 2 percentage points) in the 2020 fiscal year and a Segment Result Margin of about 16 percent at the mid-point of the revenue guidance. Revenue growth in the Power Management & Multimarket segment is expected to be higher than the Group average. Automotive segment revenue growth is likely to be in line with the Group average. Growth in the Industrial Power Control segment is

1 Adjusted net income and adjusted earnings per share (diluted) should not be seen as a replacement or superior performance indicator, but rather as additional information to the net income and earnings per share (diluted) determined

in accordance with IFRS. The detailed calculation of adjusted earnings per share is presented on page 12. 2 For definitions and the calculation of free cash flow and of the gross and net cash position, please see page 15.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

forecast to be slightly below the Group average, while Digital Security Solutions revenue is expected to remain flat or grow only slightly.

Investments in property, plant and equipment, intangible assets and capitalized development costs are planned at approximately €1.3 billion for the 2020 fiscal year. Of this amount, approximately one third relates to manufacturing buildings (including infrastructure) and office buildings. Depreciation and amortization are expected to be in the region of €1 billion, whereby approximately €60 million of that amount relates to amortization resulting from purchase price allocations, primarily for International Rectifier. Free cash flow is forecast to improve considerably year-on-year and reach an amount of between €500 million and €700 million.

This outlook is based on the assumption that the coronavirus outbreak will not have a significantly negative impact on the development of our business in the 2020 fiscal year.

Expected development of Infineon Group including Cypress in the 2020 fiscal year

The outlook for Infineon including Cypress, as presented on page 82 of the Annual Report 2019, remains unchanged. The acquisition is expected to be finalized and closed towards the end of the current quarter or at the beginning of the following quarter.

Outlook for the second quarter of the 2020 fiscal year excluding Cypress

Based on an assumed exchange rate of US\$ 1.13 to the euro and provided that the consequences of the coronavirus outbreak do not significantly impact the development of our business during the March quarter, Infineon expects revenue to grow by 5 percent (plus or minus 2 percentage points) in the second quarter of the 2020 fiscal year. Revenue in the Automotive and Industrial Power Control segments is expected to increase at above the Group average. Revenue growth in the Power Management & Multimarket segment is expected to be slightly lower than the Group average, while Digital Security Solutions revenue is forecast to remain more or less unchanged. At the mid-point of the revenue guidance, the Segment Result Margin is expected to come in at about 14 percent.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

€ in millions (unless otherwise stated) in %
of total
revenue
3 months
ended
31 Dec 19
sequential
+/- in %
3 months
ended
30 Sep 19
year-on
year
+/- in %
3 months
ended
31 Dec 18
Infineon
Revenue 100 1,916 (7) 2,062 (3) 1,970
Segment Result 297 (5) 311 (17) 359
Segment Result Margin (in %) 15.5% 15.1% 18.2%
Automotive (ATV)
Segment Revenues 43 829 (7) 893 (2) 846
Segment Result 67 (14) 78 (43) 117
Segment Result Margin (in %) 8.1% 8.7% 13.8%
Industrial Power Control (IPC)
Segment Revenues 18 334 (8) 362 (5) 352
Segment Result 62 5 59 (10) 69
Segment Result Margin (in %) 18.6% 16.3% 19.6%
Power Management &
Multimarket (PMM)
Segment Revenues 31 593 (7) 639 (4) 617
Segment Result 146 (5) 153 (6) 155
Segment Result Margin (in %) 24.6% 23.9% 25.1%
Digital Security Solutions (DSS)
Segment Revenues 8 158 (2) 162 6 149
Segment Result 22 - 22 38 16
Segment Result Margin (in %) 13.9% 13.6% 10.7%
Other Operating Segments (OOS)
Segment Revenue 0 2 (67) 6 (67) 6
Segment Result - - - --- 3
Corporate and
Eliminations (C&E)
Segment Revenue 0 - - - - -
Segment Result - +++ -1 +++ (1)

Segment earnings in first quarter of 2020 fiscal year

ATV segment revenue decreased by 7 percent from €893 million to €829 million quarter-on-quarter due to lower demand across all applications. The Segment Result for the three-month period amounted to €67 million, down from €78 million in the previous quarter, with the Segment Result Margin declining from 8.7 percent to 8.1 percent.

IPC segment revenue decreased from €362 million to €334 million quarter-onquarter. The main reason for the 8 percent decline was weaker demand for products for industrial drives, wind power and home appliances. Photovoltaicrelated revenue decreased only marginally, whereas the energy transmission and traction business areas recorded revenue growth. The Segment Result increased from €59 million to €62 million quarter-on-quarter, while the Segment Result Margin improved from 16.3 percent to 18.6 percent.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

PMM segment revenue declined by 7 percent to €593 million in the first quarter of the 2020 fiscal year, compared to €639 million in the previous three-month period. The seasonal decline in demand on the one hand and inventory reductions along the supply chain on the other hand resulted in lower revenue from DC-DC and AC-DC power supply businesses. Due to growing demand for silicon microphones, the drop in revenue from products used in mobile devices was significantly lower than the usual seasonal effect. The Segment Result amounted to €146 million, compared to €153 million in the preceding quarter, while the Segment Result Margin improved from 23.9 percent to 24.6 percent.

DSS segment revenue amounted to €158 million in the first three months of the 2020 fiscal year, down 2 percent compared to the previous quarter's €162 million. While revenue from payment systems fell due to seasonal factors, it grew in the area of government ID. As in the previous quarter, the Segment Result amounted to €22 million, while the Segment Result Margin improved slightly from 13.6 percent in the fourth quarter of the previous to 13.9 percent in the first quarter of the current fiscal year.

Analyst telephone conference and telephone press conference

The Management Board of Infineon will host a telephone conference call including a webcast for analysts and investors (in English only) on 5 February 2020 at 9:30 am (CET), 3:30 am (EST). During the call, the Infineon Management Board will present the Company's results for the first quarter and the outlook for the second quarter and the 2020 fiscal year. In addition, the Management Board will host a telephone press conference with the media at 11:00 am (CET), 5:00 am (EST). It can be followed over the Internet in both English and German. Both conferences will also be available live and for download on Infineon's website at www.inineon.com/investor.

The Q1 Investor Presentation is available (in English only) at:

https://www.infineon.com/cms/en/about-infineon/investor/reports-andpresentations/

Infineon Financial Calendar (* preliminary)

  • 13 Feb 2020 Goldman Sachs Technology & Internet Conference, San Francisco
  • 20 Feb 2020 Annual General Meeting, Munich

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

24 –
26 Feb 2020
Investor Meetings at Mobile World Congress, Barcelona
10 –
11 Mar 2020
UBS Technology One-on-One Conference, London
12 Mar 2020 ODDO BHF 4th
TMT Forum, Paris
18 Mar 2020 Bernstein EV Conference, London
24 Mar 2020 JPMorgan Global ESG Conference, Paris
25 Mar 2020 Société Générale European ESG/SRI Conference,
Paris
26 Mar 2020 Lampe Bank Deutschland Konferenz, Baden-Baden
5 May 2020* Earnings Release for the Second Quarter of the 2020
Fiscal Year
7
May 2020
Industrial Power Control Business Update at PCIM,
Nuremberg
27 May 2020 Equita Conference 2020, Milan
3 –
4 Jun 2020
Deutsche Bank German, Swiss &
Austrian Conference,
Berlin
9 –
10 Jun 2020
Exane 22nd
European CEO Conference, Paris
4 Aug 2020* Earnings Release for the Third Quarter of the 2020
Fiscal Year
21 Sep 2020 Berenberg Goldman Sachs German Corporate
Conference, Unterschleißheim (nearby Munich)
22 Sep 2020 Baader Investment Conference, Munich
6 Oct 2020 Automotive Call
9 Nov 2020* Earnings Release for the Fourth Quarter and the 2020
Fiscal Year

About Infineon

Infineon Technologies AG is a world leader in semiconductor solutions that make life easier, safer and greener. Microelectronics from Infineon is the key to a better future. In the 2019 fiscal year (ending 30 September), the Company reported sales of €8.0 billion with around 41.400 employees worldwide. Infineon is listed on the Frankfurt Stock Exchange (ticker symbol: IFX) and in the USA on the over-thecounter market OTCQX International Premier (ticker symbol: IFNNY).

Further information is available at www.infineon.com This press release is available online at www.infineon.com/press

Follow us: Twitter - Facebook - LinkedIn

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Zhu Lin (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +85 2161019199 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

FINANCIAL INFORMATION

According to IFRS – Unaudited

With effect from the beginning of 2020 fiscal year, Infineon is applying IFRS 16 (Leases) using the modified retrospective approach. As a result, prior periods are not adjusted to the new accounting policy. Overall, the first-time application of this Standard has not had any material impact.

Consolidated Statement of Operations

€ in millions (unless stated otherwise) 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Revenue 1,916 2,062 1,970
Cost of goods sold (1,207) (1,331) (1,191)
Gross profit 709 731 779
Research and development expenses (243) (230) (236)
Selling, general and administrative expenses (204) (222) (218)
Other operating income 32 14 11
Other operating expenses (28) (47) (9)
Operating income 266 246 327
Financial income 5 9 6
Financial expenses (18) (27) (19)
Loss from investments accounted for using the equity method - (1) (4)
Income from continuing operations before income taxes 253 227 310
Income tax (43) (64) (56)
Income from continuing operations 210 163 254
Loss from discontinued operations, net of income taxes - (2) -
Net income 210 161 254
Attributable to:
Shareholders and hybrid capital investors of Infineon Technologies AG 210 161 254
Basic earnings per share (in euro) attributable to shareholders of
Infineon Technologies AG:1
Weighted average shares outstanding (in million) – basic 1,245 1,244 1,131
Basic earnings per share (in euro) from continuing operations 0.16 0.13 0.22
Basic earnings per share (in euro) from discontinued operations - - -
Basic earnings per share (in euro) 0.16 0.13 0.22
Diluted earnings per share (in euro) attributable to shareholders of
Infineon Technologies AG:1
Weighted average shares outstanding (in million) – diluted 1,246 1,246 1,133
Diluted earnings per share (in euro) from continuing operations 0.16 0.13 0.22
Diluted earning per share (in euro) from discontinued operations - - -
Diluted earnings per share (in euro) 0.16 0.13 0.22

1 The calculation of earnings per share is based on unrounded figures. For the consideration of the compensation entitlement of hybrid capital investors when determining earnings per share, see "Reconciliation to adjusted earnings and adjusted earnings per share" on page 12.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

Three months ended 30 June
€ in millions 2019 2018
Net income 210 254
Actuarial gains (losses) on pension plans and similar commitments 51 1
Total items that will not be reclassified to profit or loss 51 1
Currency translation effects (24) 14
Net change in fair value of hedging instruments (102) 2
Cost of hedging (11) -
Total items that may be reclassified subsequently to profit or loss (137) 16
Other comprehensive income (loss) for the period, net of tax (86) 17
Total comprehensive income for the period, net of tax 124 271
Attributable to:
Shareholders and hybrid capital investors of Infineon Technologies AG 124 271

Regional Revenue Development

€ in millions, except percentages 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Revenue:
Europe, Middle East, Africa 553 29% 611 30% 560 28%
therein: Germany 248 13% 296 14% 268 14%
Asia-Pacific (excluding Japan, Greater China) 273 14% 289 14% 309 16%
Greater China 715 37% 748 36% 690 35%
therein: China 561 29% 585 28% 530 27%
Japan 134 7% 147 7% 150 8%
Americas 241 13% 267 13% 261 13%
therein: USA 200 10% 217 11% 215 11%
Total 1,916 100% 2,062 100% 1,970 100%

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

Segment Revenues and Segment Results

Segment Result is defined as operating income (loss) excluding certain impairments (such as goodwill impairments), impact on earnings of restructuring measures and closures, share-based compensation expense, acquisition related depreciation/amortization and other expenses, gains (losses) on sales of businesses, or interests in subsidiaries and other income (expense), including litigation costs.

Revenues and Segment Result for the three months ended 31 December 2019 and 2018 and 30 September 2019

Revenue, € in millions (unless otherwise 3 months ended 3 months ended
stated) 31 Dec 19 31 Dec 18 +/- in % 31 Dec 19 30 Sep 19 +/- in %
Automotive 829 846 (2) 829 893 (7)
Industrial Power Control 334 352 (5) 334 362 (8)
Power Management & Multimarket 593 617 (4) 593 639 (7)
Digital Security Solutions 158 149 6 158 162 (2)
Other Operating Segments 2 6 (67) 2 6 (67)
Corporate and Eliminations - - - - - -
Total 1,916 1,970 (3) 1,916 2,062 (7)
Segment Result, € in millions (unless 3 months ended 3 months ended
otherwise stated) 31 Dec 19 31 Dec 18 +/- in % 31 Dec 19 30 Sep 19 +/- in %
Automotive 67 117 (43) 67 78 (14)
Industrial Power Control 62 69 (10) 62 59 5
Power Management & Multimarket 146 155 (6) 146 153 (5)
Digital Security Solutions 22 16 38 22 22 -
Other Operating Segments - 3 --- - - -
Corporate and Eliminations - (1) +++ - (1) +++
Total 297 359 (17) 297 311 (5)
Segment Result Margin (in %) 15.5% 18.2% 15.5% 15.1%

Reconciliation of Segment Result to Operating Income

€ in millions 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Segment Result 297 311 359
Plus/minus:
Share-based compensation expense (3) (3) (2)
Acquisition-related depreciation/amortization and other expenses (33) (31) (30)
Gains on sales of businesses, or interests in subsidiaries, net 1 - -
Other income and expense, net 4 (31) -
Operating income 266 246 327

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

Reconciliation to adjusted earnings and adjusted earnings per share – diluted

Earnings per share in accordance with IFRS are influenced by amounts relating to purchase price allocations for acquisitions (in particular International Rectifier), one-time effects in the financial result in connection with the intended acquisition of Cypress as well as by other exceptional items. To enable better comparability of operating performance over time, Infineon computes adjusted earnings per share (diluted) as follows:

€ in millions (unless otherwise stated) 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Net income – diluted 210 163 254
Compensation entitlement of hybrid capital investors1 (8) - -
Net income attributable to shareholders of Infineon Technologies AG –
diluted
202 163 254
Plus/minus:
Share-based compensation expense 3 3 2
Acquisition-related depreciation/amortization and other expenses 33 31 30
Gains on sales of businesses, or interests in subsidiaries, net (1) - -
Other income and expense, net (4) 31 -
Acquisition-related expenses within financial result - 2 -
Tax effects on adjustments (4) (5) (7)
Revaluation of deferred tax assets resulting from the annually updated
earnings forecast
(14) 7 (5)
Adjusted net income from continuing operations attributable to
shareholders of Infineon Technologies AG – diluted
215 232 274
Weighted-average number of shares outstanding (in million) – diluted 1,246 1,246 1,133
Adjusted earnings per share (in euro) – diluted2 0.17 0.19 0.24

1 Including the cumulative tax effects.

2 The calculation of the adjusted earnings per share is based on unrounded figures.

Adjusted net income and adjusted earnings per share (diluted) should not be seen as a replacement or superior performance indicator, but rather as additional information to the net income and earnings per share (diluted) determined in accordance with IFRS.

For the Business and Trade Press: INFXX202002-025e

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

Reconciliation to adjusted cost of goods sold and gross margin

The cost of goods sold and the gross margin in accordance with IFRS are influenced by amounts relating to purchase price allocations for acquisitions (in particular International Rectifier) as well as by other exceptional items. To enable better comparability of operating performance over time, Infineon computes the adjusted gross margin as follows:

€ in millions (unless otherwise stated) 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Cost of goods sold 1,207 1,331 1,191
Plus/minus:
Share-based compensation expense - (1) -
Acquisition-related depreciation/amortization and other expenses (13) (13) (16)
Other income and expense, net (5) (3) -
Adjusted cost of goods sold 1,189 1,314 1,175
Adjusted gross margin (in %) 37.9% 36.3% 40.4%

Adjusted cost of goods sold and the adjusted gross margin should not be seen as a replacement or superior performance indicator, but rather as additional information to cost of goods sold and the gross margin determined in accordance with IFRS.

Employees

31 Dec 19 30 Sep 19 31 Dec 18
Infineon 40,992 41,418 41,020
thereof: Research and development 7,805 7,755 7,444

For the Business and Trade Press: INFXX202002-025e

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€ in millions 31 Dec 19 30 Sep 191
ASSETS
Cash and cash equivalents 1,343 1,021
Financial investments 3,516 2,758
Trade receivables 809 888
Inventories 1,767 1,701
Income tax receivable 85 83
Contract Assets 93 91
Other current assets 630 770
Assets classified as held for sale - 12
Total current assets 8,243 7,324
Property, plant and equipment 3,528 3,510
Goodwill and other intangible assets 1,786 1,805
Right-of-use-assets 243 -
Investments accounted for using the equity method 73 29
Deferred tax assets 603 599
Other non-current assets 141 145
Total non-current assets 6,374 6,088
Total assets 14,617 13,412
LIABILITIES AND EQUITY
Short-term debt
and current maturities of long-term debt
191 22
Trade payables 923 1,089
Short-term provisions 228 383
Income tax payable 134 144
Current leasing liabilites 49 -
Other current liabilities 467 406
Total current liabilities 1,992 2,044
Long-term debt 1,340 1,534
Pension plans and similar commitments 682 733
Deferred tax liabilities 17 20
Long-term provisions 284 283
Non-current leasing liabilites 202 -
Other non-current liabilities 151 165
Total non-current liabilities 2,676 2,735
Total liabilities 4,668 4,779
Equity:
Ordinary share capital 2,502 2,501
Additional paid-in capital 5,499 5,494
Hybrid capital 1,193 -
Retained earnings (accumulated deficit) 672 421
Other reserves 117 254
Own shares (34) (37)
Total equity 9,949 8,633
Total liabilities and equity 14,617 13,412

Consolidated Statement of Financial Position

1 No prior period adjustments are required as a result of the new valuation and accounting method arising from our chosen transition approach in accordance with IFRS 16.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

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Consolidated Statement of Cash Flows

Gross and Net Cash Position

The following table reconciles the gross cash position and net cash position (i.e. after deduction of debt). Since some liquid funds are held in the form of financial investments, which, for IFRS purposes, are not considered to be "cash and cash equivalents", Infineon reports on its gross and net cash positions in order to provide investors with a better understanding of Infineon's overall liquidity. The gross and net cash positions are determined as follows from the Consolidated Statement of Financial Position:

€ in millions 31 Dec 19 30 Sep 19 31 Dec 18
Cash and cash equivalents 1,343 1,021 827
Financial investments 3,516 2,758 1,479
Gross cash position 4,859 3,779 2,306
Less:
Short-term debt and current maturities of long-term debt 191 22 22
Long-term debt 1,340 1,534 1,511
Total debt 1,531 1,556 1,533
Net cash position 3,328 2,223 773

Free Cash Flow

Infineon reports the free cash flow figure, defined as net cash provided by and/or used in operating activities and net cash provided by and/or used in investing activities, both from continuing operations, after adjusting for cash flows related to the purchase and sale of financial investments. Free cash flow serves as an additional performance indicator, since Infineon holds part of its liquidity in the form of financial investments. This does not mean that the free cash flow calculated in this way is available to cover other disbursements, since dividend, debt-servicing obligations and other fixed disbursements are not deducted. Free cash flow should not be seen as a replacement or superior performance indicator, but rather as an additional useful piece of information over and above the disclosure of the cash flow reported in the Consolidated Statement of Cash Flows, and as a supplementary disclosure to other liquidity performance indicators and other performance indicators derived from the IFRS figures. Free cash flow includes only amounts from continuing operations, and is derived as follows from the Consolidated Statement of Cash Flows:

€ in million 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Net cash provided by operating activities from continuing operations 183 682 310
Net cash used in investing activities from continuing operations (1,038) (377) (195)
Purchases of (proceeds from sales of) financial investments, net 769 29 (336)
Free Cash Flow (86) 334 (221)

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Consolidated Statement of Cash Flows

€ in millions 3 months ended
31 Dec 19 30 Sep 19 31 Dec 18
Net income 210 161 254
Plus: income from discontinued operations, net of income taxes - 2 -
Adjustments to reconcile net income to net cash provided by operating activities:
Depreciation and amortization 250 244 230
Income tax 43 64 56
Net interest result 10 8 10
Gains on disposals of property, plant and equipment (20) - -
Impairment charges (reversal of impairment) (1) 6 -
Other non-cash result 8 (7) 4
Change in trade receivables 93 (47) 110
Change in inventories (73) 69 (143)
Change in trade payables (165) 7 (5)
Change in provisions (149) 40 (161)
Change in other assets and liabilities 38 136 5
Interest received 8 8 6
Interest paid (21) (9) (20)
Income tax paid (48) - (36)
Net cash provided by operating activities from continuing operations 183 682 310
Net cash provided by (used in) operating activities from discontinued operations (2) 2 (1)
Net cash provided by operating activities 181 684 309
Purchases of financial investments (2,646) (725) (467)
Proceeds from sales of financial investments 1,877 696 803
Purchases of other equity investments (44) - -
Acquisitions of businesses, net of cash acquired - - (123)
Purchases of intangible assets and other assets (40) (44) (39)
Purchases of property, plant and equipment (215) (306) (369)
Proceeds from sales of property, plant and equipment and other assets 30 2 -
Net cash used in investing activities from continuing operations (1,038) (377) (195)
Net cash used in investing activities from discontinued operations - - -
Net cash used in investing activities (1,038) (377) (195)
Net change in related party financial receivables and payables 1 - (13)
Proceeds from issuance of long-term debt - - 1
Repayments of long-term debt (7) (11) (8)
Payments for leasing liabilities (11) - -
Proceeds from hybrid capital 1,184 - -
Proceeds from issuance of ordinary shares 1 2 1
Net cash provided by (used in) financing activities from continuing operations 1,168 (9) (19)
Net cash used in financing activities from discontinued operations - - -
Net cash provided by (used in) financing activities 1,168 (9) (19)
Net change in cash and cash equivalents 311 298 95
Effect of foreign exchange rate changes on cash and cash equivalents 11 1 -
Cash and cash equivalents at beginning of period 1,021 722 732
Cash and cash equivalents at end of period 1,343 1,021 827

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

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Consolidated Statement of Changes in Equity

Ordinary shares issued
€ in millions; except for number of shares
Shares Amount Additional
paid-in capital
Hybrid capital Retained
earnings
(accumulated
deficit)
Balance as of 30 September 2018 1,136,995,834 2,274 4,486 - (333)
Effects from the first time application to IFRS 9
and IFRS 15
- - - - 37
Balance as of 1 October 2018 1,136,995,834 2,274 4,486 - (296)
Net income - - - - 254
Other comprehensive income (loss) for the period,
net of tax
- - - - 1
Total comprehensive income (loss) for the period,
net of tax
- - - - 255
Issuance of ordinary shares:
Exercise of stock options 165,730 - 1 - -
Share based compensation - - 2 - -
Balance as of 31 December 2018 1,137,161,564 2,274 4,489 - (41)
Balance as of 1 October 2019 1,250,684,071 2,501 5,494 - 421
Net income - - - 10 200
Other comprehensive income (loss) for the period,
net of tax
- - - - 51
Total comprehensive income (loss) for the period,
net of tax
- - - 10 251
Issuance of ordinary shares:
Exercise of stock options 237,066 1 1 - -
Emission hybrid capital - - 2 1,184 -
Purchase of own shares - - - - -
Other changes in equity - - 2 - -
Balance as of 31 December 2018 1,250,921,137 2,502 5,499 1,193 672

As rounded figures are used, it is possible that the totals do not correspond to the sum of the individual amounts.

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

€ in millions; except for number of shares Other reserves

Foreign currency translation adjustment Hedges Cost of hedging Own shares Total equity Balance as of 30 September 2018 59 (3) - (37) 6,446 Effects from the first time application to IFRS 9 and IFRS 15 - - - 37 Balance as of 1 October 2018 59 (3) - (37) 6,483 Net income - - - - 254 Other comprehensive income (loss) for the period, net of tax 14 2 - - 17 Total comprehensive income (loss) for the period, net of tax 14 2 - - 271 Issuance of ordinary shares: Exercise of stock options - - - - 1 Share based compensation - - - - 2 Balance as of 31 December 2018 73 (1) - (37) 6,757 Balance as of 1 October 2019 144 152 (42) (37) 8,633 Net income - - - - 210 Other comprehensive income (loss) for the period, net of tax (24) (102) (11) - (86) Total comprehensive income (loss) for the period, net of tax (24) (102) (11) - 124 Issuance of ordinary shares: Exercise of stock options - - - - 2 Emission hybrid capital - - - - 1,186 Purchase of own shares - - - 3 3 Other changes in equity - - - - 2 Balance as of 31 December 2018 120 50 (53) (34) 9,949

As rounded figures are used, it is possible that the totals do not correspond to the sum of the individual amounts.

Basics of presentation

The (condensed) Interim Consolidated Statement of Financial Position, the (condensed) Interim Consolidated Statement of Operations, the (condensed) Interim Consolidated Statement of Comprehensive Income, the (condensed) Interim Consolidated Statement of Cash Flows and the (condensed) Interim Consolidated Statement of Changes in Equity have been prepared in accordance with the IFRS, as they apply in the EU and in accordance with IAS 34 Interim Financial Reporting. In general the same accounting policies applied as used for the Consolidated Financial Statements as of 30 September 2019. Deviating from this IFRS 16 applied with effect as of 1 October 2019 using the modified retrospective approach.

IFRS 16 "Leases"

IFRS 16 introduces a standardized accounting model by which leases are to be recorded in the balance sheet of the lessee and replaces all previous standards and lease accounting interpretations including IAS 17, IFRIC 4, and SIC 15 and SIC 27. This means that in future all assets and liabilities arising from a leasing agreement must be recognized by the lessee, unless it is a short-term lease (duration of twelve months or less) or a lease for a low-value asset (each may be elected by the lessee). The distinction between finance and operating leases is still required in the accounts of the lessor and therefore does not differ significantly from IAS 17 "Leases". Infineon applies the new standard since 1 October 2019 using the modified retrospective approach.

Leases which were previously classified as operating leases by Infineon are mainly affected by the first-time application. Short-term lease agreements with a duration of not more than twelve months (unless they contain a purchase option) and leases in which the underlying asset is of low value are not recognized in accordance

For the Business and Trade Press: INFXX202002-025e

Bernd Hops (Headquarters) Sian Cummings (Americas) Chi Kang David Ong (Asia-Pacific) Jonathan Liu (Greater China) Yoko Sasaki (Japan)

Tel.: +49 89 234 23888 Tel.: +1 310 252 7148 Tel.: +65 6876 3070 Tel.: +86 21 6101 9182 Tel.: +81 3 5745 7340

[email protected] [email protected] [email protected] [email protected] [email protected]

with the exemption allowed by IFRS 16. Contractual relationships which were not previously classified as leases under IAS 17 "Leases" in conjunction with IFRIC 4 "Determination of whether an agreement includes a lease" were not reassessed against the IFRS 16 definition of a lease.

At Infineon the following categories of leases, previously recognized as operating leases, are now recognized as leases according to the definition of the new standard following the transition to IFRS 16 as of 1 October 2019: land and buildings, technical equipment, vehicles and other leased assets. When IFRS 16 is first applied to operating leases, the value of the right-of-use asset is generally measured using the amount of the discounted lease liability. The average incremental borrowing rate of interest (1.7 percent) prevailing at the time of the first application of IFRS 16 has been used. In the case of deferred lease liabilities, the value of the right-of-use asset shall be adjusted by the amount of lease payments paid in advance or the deferred lease liability. The valuation of the right-of-use asset at the point of first-time application does not take into account the initial direct costs.

As a result of the first-time application, right-of-use assets amounting to €255 million and lease liabilities in the amount of €262 million are recognized in the Consolidated Statement of Financial Position as of 1 October 2019. The difference of €7 million between these two closing balances relates to advance lease payments as well as deferred lease liabilities.

The following table represents the reconciliation to lease liabilites as of 1 October 2019:

€ in millions Total
Non-discounted minimum lease payments from operating leases as of 30 September 2019 250
Short-term leases with a term of 12 months or less (short-term leases)
Leases of low-value assets (low-value leases) (1)
Leases that were concluded but not started as of 1 October 2019
Variable lease payments
Sufficiently secure extension and termination options
Gross lease payments as of 1 October 2019 284
Discounting (22)
Present value of lease liabilities due to first time application of IFRS 16 as of 1 October 2019 262

D I S C L A I M E R

This press release is a Quarterly Group Statement according the Frankfurt Stock Exchange's stock exchange regulation 53 paragraph.

This press release contains forward-looking statements about the business, financial condition and earnings performance of the Infineon Group.

These statements are based on assumptions and projections resting upon currently available information and present estimates. They are subject to a multitude of uncertainties and risks. Actual business development may therefore differ materially from what has been expected.

Beyond disclosure requirements stipulated by law, Infineon does not undertake any obligation to update forward-looking statements.

Due to rounding, numbers presented throughout this press release and other reports may not add up precisely to the totals provided and percentages may not precisely reflect the absolute figures.

For the Business and Trade Press: INFXX202002-025e

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