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indie Semiconductor, Inc. Director's Dealing 2026

Jan 7, 2026

32428_dirs_2026-01-06_2c39d493-bfc0-45b2-8fb7-55343d29b837.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2026-01-03

Reporting Person: Wittmann Michael (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-03 Class A Common Stock M 1443 Acquired 95448 Direct
2026-01-03 Class A Common Stock M 18750 Acquired 114198 Direct
2026-01-03 Class A Common Stock M 12500 Acquired 126698 Direct
2026-01-05 Class A Common Stock S 5216 $3.6672 Disposed 121482 Direct
2026-01-05 Class A Common Stock S 8387 $3.6683 Disposed 113095 Direct
2026-01-05 Class A Common Stock S 1710 $3.6683 Disposed 111385 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-01-03 Restricted Stock Units $ M 1443 Disposed Class A Common Stock (1443) Direct
2026-01-03 Restricted Stock Units $ M 18750 Disposed Class A Common Stock (37500) Direct
2026-01-03 Performance-based Restricted Stock Units $ M 12500 Disposed Class A Common Stock (12500) Direct

Footnotes

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.

F2: The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024, and modified on May 26, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2027.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in separate transactions at prices ranging from $3.61 to $3.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

F4: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F6: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

F7: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% vested on January 3, 2026.