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indie Semiconductor, Inc. — Director's Dealing 2025
Mar 11, 2025
32428_dirs_2025-03-10_9a622e47-24fb-47b1-bca9-fab58fa52f8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2025-03-06
Reporting Person: McClymont Donald (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-06 | Class A Common Stock | M | 143250 | — | Acquired | 312289 | Direct |
| 2025-03-07 | Class A Common Stock | S | 65754 | $2.90 | Disposed | 246535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-06 | Performance-based Restricted Stock Units | $ | A | 286500 | Acquired | Class A Common Stock (286500) | Direct | |
| 2025-03-06 | Performance-based Restricted Stock Units | $ | M | 143250 | Disposed | Class A Common Stock (143250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class V Common Stock | 5366425 | Direct |
| Class A Common Stock | 68115 | Indirect |
Footnotes
F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The
Compensation Committee certified the achievement of the performance criteria on March 6, 2025.
F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain
predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock
reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.