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indie Semiconductor, Inc. — Director's Dealing 2024
Jan 6, 2024
32428_dirs_2024-01-05_93696192-9386-4d47-8972-03894fb82564.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2024-01-03
Reporting Person: Aoki Ichiro (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-03 | Class A Common Stock | M | 1586 | — | Acquired | 21730 | Direct |
| 2024-01-03 | Class A Common Stock | M | 9375 | — | Acquired | 31105 | Direct |
| 2024-01-04 | Class A Common Stock | F | 679 | $7.04 | Disposed | 30426 | Direct |
| 2024-01-04 | Class A Common Stock | F | 4013 | $7.04 | Disposed | 26413 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-03 | Restricted Stock Units | $ | M | 1586 | Disposed | Class A Common Stock (1586) | Direct | |
| 2024-01-03 | Restricted Stock Units | $ | M | 9375 | Disposed | Class A Common Stock (9375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class V Common Stock | 5489362 | Direct |
Footnotes
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth
anniversaries of the grant date.
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