indie Semiconductor, Inc. — Director's Dealing 2024

Mar 12, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2024-03-08

Reporting Person: Wittmann Michael (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-08	Class A Common Stock	M	21750	—	Acquired	52020	Direct
2024-03-11	Class A Common Stock	F	7860	$6.88	Disposed	44160	Direct
2024-03-11	Class A Common Stock	S	8700	$6.95	Disposed	35460	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-03-08	Restricted Stock Units	$0	M	21750	Disposed		Class A Common Stock (21750)	Direct

Footnotes

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F2: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on December 15, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through January 31, 2025.

F3: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.78 to $7.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

F4: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5: Such restricted stock units will vest in installments of 21,750 on March 8, 2024 and 2025.