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indie Semiconductor, Inc. — Director's Dealing 2024
May 3, 2024
32428_dirs_2024-05-02_0d511d6b-e0d9-4e74-b65c-a987f8284315.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2024-04-30
Reporting Person: McClymont Donald (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-30 | Class A Common Stock | M | 20851 | — | Acquired | 75697 | Indirect |
| 2024-05-01 | Class A Common Stock | F | 7582 | $5.53 | Disposed | 68115 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-30 | Phantom Awards | $0 | M | 20851 | Disposed | Class A Common Stock (20851) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 83731 | Direct |
| Class V Common Stock | 5639506 | Direct |
Footnotes
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Phantom Awards ("Phantom Units").
F2: The Phantom Units vested 25% on December 10, 2021, December 1, 2022 and 2023. Subject to satisfaction of the further vesting condition under the Phantom Award Agreement, the remaining 25% will vest on the earlier of December 1, 2024 or termination of service.
F3: Upon termination of service on April 30, 2024, Phantom Units were vested pursuant to the Phantom Award Agreement.
F4: N/A