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indie Semiconductor, Inc. — Director's Dealing 2024
Jun 15, 2024
32428_dirs_2024-06-14_c66626ef-8311-4bed-9515-0c683f27d587.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2024-06-12
Reporting Person: Parekh Sonalee Elizabeth (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-12 | Class A Common Stock | S | 10000 | $7.58 | Disposed | 75185 | Direct |
| 2024-06-13 | Class A Common Stock | M | 18919 | — | Acquired | 94104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-13 | Restricted Stock Units | $ | M | 18919 | Disposed | Class A Common Stock (18919) | Direct | |
| 2024-06-13 | Restricted Stock Units | $ | A | 23681 | Acquired | Class A Common Stock (23681) | Direct |
Footnotes
F1: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2024.
F2: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.44 to $7.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting.
F5: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting.