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indie Semiconductor, Inc. Director's Dealing 2024

Jun 22, 2024

32428_dirs_2024-06-21_b45c6546-8df7-405e-8c27-844c66b4ec92.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2024-06-19

Reporting Person: Wittmann Michael (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-06-20 Class A Common Stock M 2520 Acquired 40380 Direct
2024-06-21 Class A Common Stock F 898 $6.20 Disposed 39482 Direct
2024-06-21 Class A Common Stock S 1622 $6.20 Disposed 37860 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-06-19 Restricted Stock Units $ A 25000 Acquired Class A Common Stock (25000) Direct
2024-06-20 Restricted Stock Units $ A 2520 Acquired Class A Common Stock (2520) Direct
2024-06-20 Restricted Stock Units $ M 2520 Disposed Class A Common Stock (2520) Direct

Footnotes

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F2: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information.

F3: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F5: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.