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indie Semiconductor, Inc. — Director's Dealing 2024
Nov 15, 2024
32428_dirs_2024-11-14_1cde5ccd-fac0-4dae-95e6-94183287ecb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2024-11-12
Reporting Person: McClymont Donald (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-12 | Class V Common Stock | M | 50000 | — | Disposed | 5539506 | Direct |
| 2024-11-12 | Class A Common Stock | M | 50000 | — | Acquired | 148351 | Direct |
| 2024-11-12 | Class A Common Stock | S | 50000 | $4.70 | Disposed | 98351 | Direct |
| 2024-11-12 | Class V Common Stock | M | 50000 | — | Disposed | 5489506 | Direct |
| 2024-11-12 | Class A Common Stock | M | 50000 | — | Acquired | 148351 | Direct |
| 2024-11-12 | Class A Common Stock | S | 50000 | $4.72 | Disposed | 98351 | Direct |
| 2024-11-12 | Class V Common Stock | M | 20000 | — | Disposed | 5469506 | Direct |
| 2024-11-12 | Class A Common Stock | M | 20000 | — | Acquired | 118351 | Direct |
| 2024-11-12 | Class A Common Stock | S | 20000 | $4.71 | Disposed | 98351 | Direct |
| 2024-11-12 | Class A Common Stock | S | 30000 | $4.71 | Disposed | 68351 | Direct |
| 2024-11-12 | Class A Common Stock | S | 50000 | $4.72 | Disposed | 18351 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-12 | ADK Class A Units | $0 | M | 50000 | Disposed | Class A Common Stock (50000) | Direct | |
| 2024-11-12 | ADK Class A Units | $0 | M | 50000 | Disposed | Class A Common Stock (50000) | Direct | |
| 2024-11-12 | ADK Class A Units | $0 | M | 20000 | Disposed | Class A Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 68115 | Indirect |
Footnotes
F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F3: Represents shares of Class A common stock sold in the open market.
F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.70 to $4.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote
F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.70 to $4.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote
F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.70 to $4.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote
F7: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.70 to $4.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote
F8: N/A