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indie Semiconductor, Inc. — Director's Dealing 2023
Mar 14, 2023
32428_dirs_2023-03-13_4f80fff5-6bd1-4b37-9941-b015b55c9c49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2023-03-09
Reporting Person: Bal Kanwardev Raja Singh (SVP Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-09 | Class A Common Stock | M | 1442 | — | Acquired | 1442 | Direct |
| 2023-03-10 | Class A Common Stock | F | 726 | $10.43 | Disposed | 716 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | Restricted Stock Units | $0.0 | M | 1442 | Disposed | Class A Common Stock (1442.0) | Direct |
Footnotes
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.