indie Semiconductor, Inc. — Director's Dealing 2023

Jun 7, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2023-06-02

Reporting Person: McClymont Donald (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-02	Class V Common Stock	M	12000	—	Disposed	5939506	Direct
2023-06-02	Class A Common Stock	M	12000	—	Acquired	33602	Direct
2023-06-06	Class A Common Stock	G	12000	—	Disposed	21602	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-02	ADK Class A Units	$0.0	M	12000	Disposed		Class A Common Stock (12000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	33906	Indirect

Footnotes

F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3: This transaction represents a gift / charitable donation. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

F4: N/A