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indie Semiconductor, Inc. — Director's Dealing 2023
Sep 7, 2023
32428_dirs_2023-09-06_cdd2c0f0-7a7b-4993-a377-293a9bd1ee0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2023-09-01
Reporting Person: OWENS JEFFREY J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-01 | Class A Common Stock | M | 1357 | — | Acquired | 78322 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-01 | Restricted Stock Units | $ | A | 1357 | Acquired | Class A Common Stock (1357) | Direct | |
| 2023-09-01 | Restricted Stock Units | $ | M | 1357 | Disposed | Class A Common Stock (1357) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.