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indie Semiconductor, Inc. Director's Dealing 2023

Dec 6, 2023

32428_dirs_2023-12-05_eed4a78c-4d0c-4c7c-a05f-163ac6510814.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2023-12-01

Reporting Person: Bal Kanwardev Raja Singh (SVP Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-01 Class A Common Stock M 8408 Acquired 56946 Direct
2023-12-04 Class A Common Stock F 3799 $7.34 Disposed 53147 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-01 Restricted Stock Units $ A 8408 Acquired Class A Common Stock (8408) Direct
2023-12-01 Restricted Stock Units $ M 8408 Disposed Class A Common Stock (8408) Direct

Footnotes

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.