indie Semiconductor, Inc. — Director's Dealing 2023

Dec 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2023-12-01

Reporting Person: Aoki Ichiro (Director, President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Class A Common Stock	M	8774	—	Acquired	23236	Direct
2023-12-04	Class A Common Stock	F	3092	$7.34	Disposed	20144	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-01	Restricted Stock Units	$	A	8774	Acquired		Class A Common Stock (8774)	Direct
2023-12-01	Restricted Stock Units	$	M	8774	Disposed		Class A Common Stock (8774)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class V Common Stock	5489362	Direct

Footnotes

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.