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indie Semiconductor, Inc. — Director's Dealing 2022
Mar 9, 2022
32428_dirs_2022-03-09_bdee2bc0-eb63-4c27-9c47-c3a971805935.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2022-03-07
Reporting Person: Kee Scott David (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-07 | Class V Common Stock | M | 105 | — | Disposed | 5559514 | Direct |
| 2022-03-07 | Class A Common Stock | M | 105 | — | Acquired | 774 | Direct |
| 2022-03-07 | Class A Common Stock | S | 105 | $7.81 | Disposed | 669 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-07 | ADK Class A Units | $0.0 | M | 105 | Disposed | Class A Common Stock (105.0) | Direct |
Footnotes
F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F3: N/A