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indie Semiconductor, Inc. Director's Dealing 2022

Mar 9, 2022

32428_dirs_2022-03-09_bdee2bc0-eb63-4c27-9c47-c3a971805935.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2022-03-07

Reporting Person: Kee Scott David (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-07 Class V Common Stock M 105 Disposed 5559514 Direct
2022-03-07 Class A Common Stock M 105 Acquired 774 Direct
2022-03-07 Class A Common Stock S 105 $7.81 Disposed 669 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-07 ADK Class A Units $0.0 M 105 Disposed Class A Common Stock (105.0) Direct

Footnotes

F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3: N/A