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indie Semiconductor, Inc. Director's Dealing 2022

Dec 6, 2022

32428_dirs_2022-12-05_120000b1-97c1-48e4-a4c7-371231afcc93.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2022-12-01

Reporting Person: McClymont Donald (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-01 Class A Common Stock M 20850 Acquired 37162 Indirect
2022-12-02 Class A Common Stock F 7312 $7.78 Disposed 29850 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-01 Phantom Awards $0.0 M 20850 Disposed Class A Common Stock (20850.0) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class V Common Stock 6201506 Direct
Class A Common Stock 669 Direct

Footnotes

F1: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock.

F2: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards (see Note 1).

F3: N/A