AI assistant
Sending…
indie Semiconductor, Inc. — Director's Dealing 2022
Dec 6, 2022
32428_dirs_2022-12-05_120000b1-97c1-48e4-a4c7-371231afcc93.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2022-12-01
Reporting Person: McClymont Donald (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-01 | Class A Common Stock | M | 20850 | — | Acquired | 37162 | Indirect |
| 2022-12-02 | Class A Common Stock | F | 7312 | $7.78 | Disposed | 29850 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-01 | Phantom Awards | $0.0 | M | 20850 | Disposed | Class A Common Stock (20850.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class V Common Stock | 6201506 | Direct |
| Class A Common Stock | 669 | Direct |
Footnotes
F1: The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock.
F2: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards (see Note 1).
F3: N/A
More from indie Semiconductor, Inc.
Regulatory Filings
2026
May 7
Director's Dealing
2026
Mar 28
Director's Dealing
2026
Mar 28
Director's Dealing
2026
Mar 25
Director's Dealing
2026
Mar 21
Director's Dealing
2026
Mar 18
Regulatory Filings
2026
Mar 18
Director's Dealing
2026
Mar 18
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3