AI assistant
indie Semiconductor, Inc. — Director's Dealing 2022
Dec 10, 2022
32428_dirs_2022-12-09_d9ebb36e-9489-45cb-88e0-5926b4e97fd4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2022-12-01
Reporting Person: Bal Kanwardev Raja Singh (SVP Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 19507 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Class A Common Stock (5769.0) | Direct | ||
| Performance-based Restricted Stock Units | $0.0 | Class A Common Stock (17308.0) | Direct | ||
| Restricted Stock Units | $0.0 | Class A Common Stock (50000.0) | Direct | ||
| Phantom Awards | $0.0 | Class A Common Stock (139001.0) | Direct | ||
| Employee Stock Option (right to buy) | $7.58 | 2032-03-09 | Class A Common Stock (16558.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Such restricted stock units vest at the rate of 25% annually beginning March 9, 2023.
F2: Each performance-based restricted stock unit represent a contingent right to receive one share of Class A Common Stock. Reported shares reflect the target number of shares awarded to the Reporting Person by the Compensation Committee of the Issuer's Board of Directors. Subject to the Issuer's Class A common stock achieving a specified price per share, the number of shares issued pursuant to the award may range from 0% to 200% of the target.
F3: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Such restricted stock units vest at the rate of 25% annually beginning August 31, 2023.
F4: Each phantom award represents a contingent right to receive one share of Class A Common Stock. Such phantom awards will vest in installments of 69,501 and 69,500 on October 12, 2023 and 2024, respectively.
F5: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date beginning March 9, 2023.