indie Semiconductor, Inc. — Director's Dealing 2021

Jun 22, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2021-06-10

Reporting Person: Kee Scott David (Chief Technology Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.0001	633	Direct
Class V Common Stock, no par value per share	6334349	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
ADK Class A Units	$		Class A Common Stock, par value $0.0001 (6334349)		Direct

Footnotes

F1: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as that same date) (the "Agreement"), upon closing the transactions contemplated by the Agreement, the Reporting Person received: (i) 633 shares of Class A common stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock"); (ii) 6,334,349 shares of Class V Common Stock of the Issuer (the "Class V Common Stock"); and (iii) 6,334,349 newly issued ADK Class A Units (each an "ADK Unit").

F2: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled.

F3: N/A