indie Semiconductor, Inc. — Director's Dealing 2021

Jun 22, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2021-06-10

Reporting Person: Neumann Karl-Thomas (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.0001	417004	Direct

Footnotes

F1: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of that same date) (the "Agreement"), the Reporting Person's 15,000 ADK Class B units were converted into 417,004 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Of the 417,004 shares, 330,128 remain unvested and will vest upon satisfaction of certain performance and financial conditions.