indie Semiconductor, Inc. — Director's Dealing 2021

Jun 22, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2021-06-10

Reporting Person: Woodward William (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.0001	514305	Direct
Class A Common Stock, par value $0.0001	13229944	Indirect

Footnotes

F1: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended that same date) (the "Agreement"), the Reporting Person's 18,500 ADK units were converted into 516,305 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement.

F2: The Reporting Person may be deemed to be the beneficial owner of these shares, which are owned by Anthem/MIC Strategic Partners LP ("ASP"). The Reporting Person is the managing member of Anthem Strategic Capital LLC, which is the general partner of ASP. The Reporting Person disclaims any beneficial interest in these shares except to the extent of his pecuniary interest therein.