indie Semiconductor, Inc. — Director's Dealing 2021

Dec 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2021-12-10

Reporting Person: Aoki Ichiro (Director, President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-10	Class V Common Stock	M	291920	—	Disposed	6042429	Direct
2021-12-10	Class A Common Stock	M	291920	—	Acquired	292553	Direct
2021-12-10	Class A Common Stock	S	291920	$12.23	Disposed	633	Direct
2021-12-13	Class V Common Stock	M	306870	—	Disposed	5735559	Direct
2021-12-13	Class A Common Stock	M	306870	—	Acquired	307503	Direct
2021-12-13	Class A Common Stock	S	306870	$11.91	Disposed	633	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-10	ADK Class A Units	$0.0	M	291920	Disposed		Class A Common Stock (291920.0)	Direct
2021-12-13	ADK Class A Units	$0.0	M	306870	Disposed		Class A Common Stock (306870.0)	Direct

Footnotes

F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3: N/A