indie Semiconductor, Inc. — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2021-12-14

Reporting Person: McClymont Donald (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-14	Class V Common Stock	M	150000	—	Disposed	5996493	Direct
2021-12-14	Class A Common Stock	M	150000	—	Acquired	150633	Direct
2021-12-14	Class A Common Stock	S	150000	$11.17	Disposed	633	Direct
2021-12-15	Class V Common Stock	M	50000	—	Disposed	5946493	Direct
2021-12-15	Class A Common Stock	M	50000	—	Acquired	50633	Direct
2021-12-15	Class A Common Stock	S	50000	$11.92	Disposed	633	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-14	ADK Class A Units	$0.0	M	150000	Disposed		Class A Common Stock (150000.0)	Direct
2021-12-15	ADK Class A Units	$0.0	M	50000	Disposed		Class A Common Stock (50000.0)	Direct

Footnotes

F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2.

F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3: N/A