indie Semiconductor, Inc. — Director's Dealing 2021

Dec 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: indie Semiconductor, Inc. (INDI)
CIK: 0001841925
Period of Report: 2021-12-16

Reporting Person: Kee Scott David (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-16	Class V Common Stock	M	5700	—	Disposed	5728649	Direct
2021-12-16	Class A Common Stock	M	5700	—	Acquired	6333	Direct
2021-12-16	Class A Common Stock	S	5700	$12.25	Disposed	633	Direct
2021-12-17	Class V Common Stock	M	300000	—	Disposed	5428649	Direct
2021-12-17	Class A Common Stock	M	300000	—	Acquired	300633	Direct
2021-12-17	Class A Common Stock	S	300000	$10.94	Disposed	633	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-16	ADK Class A Units	$0.0	M	5700	Disposed		Class A Common Stock (5700.0)	Direct
2021-12-17	ADK Class A Units	$0.0	M	300000	Disposed		Class A Common Stock (300000.0)	Direct

Footnotes

F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3: N/A