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INDIA FUND, INC. — Director's Dealing 2011
Jan 13, 2011
32692_dirs_2011-01-13_57104e17-f013-4ab5-aa72-58280ef09391.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INDIA FUND INC (IFN)
CIK: 0000917100
Period of Report: 2010-12-22
Reporting Person: Platinum Partners Liquid Opportunity Master Fund L.P. (10% Owner)
Reporting Person: Platinum Partners Value Arbitrage Fund, LP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-22 | Common Stock | P | 94942 | $38.8593 | Acquired | 5552309 | Direct |
| 2010-12-22 | Common Stock | X | 700000 | $20 | Acquired | 5552309 | Direct |
| 2010-12-23 | Common Stock | P | 85844 | $39.0271 | Acquired | 5863353 | Direct |
| 2010-12-27 | Common Stock | S | 1300000 | $38.904 | Disposed | 4732353 | Direct |
| 2010-12-27 | Common Stock | P | 20500 | $38.8199 | Acquired | 4583853 | Direct |
| 2010-12-27 | Common Stock | X | 225200 | $30 | Acquired | 4583853 | Direct |
| 2010-12-28 | Common Stock | S | 35870 | $39.1 | Disposed | 4547983 | Direct |
| 2010-12-28 | Common Stock | S | 878700 | $38.7 | Disposed | 3669283 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-22 | Call Option | $20 | X | 7000 | Disposed | 2011-01-21 | Common Stock (700000) | Direct |
| 2010-12-23 | Call Option | $30 | P | 2252 | Acquired | 2011-01-21 | Common Stock (225200) | Direct |
| 2010-12-27 | Put Option | $50 | S | 18800 | Disposed | 2011-01-21 | Common Stock (1880000) | Direct |
| 2010-12-27 | Call Option | $30 | X | 2252 | Disposed | 2011-01-21 | Common Stock (225200) | Direct |
Footnotes
F1: Per underlying share of Common Stock
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